CN
Christopher A. Nowakowski
PERENNIAL FINANCIAL SERVICES
Los Angeles, CA 90025
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CRD#: 4596330
CN
Professional summary
Christopher Andrew Nowakowski, who also goes by Chris Andrew Nowakowski, Chris Nowakowski, is a registered financial advisor currently at PERENNIAL FINANCIAL SERVICES located in Los Angeles, California and LPL FINANCIAL LLC located in Los Angeles, California.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 3 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Andrew Nowakowski | Chris Nowakowski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Andrew Nowakowski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2017 - Present
PERENNIAL FINANCIAL SERVICES
Office #1: 11620 Wilshire Boulevard, Suite 400, Los Angeles, CA 90025RIA
CRD#: 286477
Los Angeles, CA
Current
July 2, 2004 - Present
LPL FINANCIAL LLC
Office #1: 11620 Wilshire Blvd. Ste 400, Los Angeles, CA 90025RIA
BD
CRD#: 6413
Los Angeles, CA
Past
July 2, 2004 - September 26, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
GLENDALE, CA
Past
January 20, 2003 - July 23, 2004
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BEVERLY HILLS, CA
Past
January 7, 2003 - July 23, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/7/2014)
RR
Alaska(2/9/2024)
RR
Arizona(7/2/2004)
RR
California(7/2/2004)
IAR
California(6/12/2017)
RR
Colorado(5/26/2010)
RR
Connecticut(1/26/2023)
RR
Delaware(1/24/2025)
RR
District of Columbia(12/2/2021)
RR
Florida(4/18/2018)
RR
Georgia(10/2/2014)
RR
Hawaii(12/2/2021)
RR
Idaho(1/19/2021)
RR
Illinois(1/15/2020)
RR
Indiana(9/9/2022)
RR
Iowa(6/10/2014)
RR
Kansas(12/2/2021)
RR
Kentucky(12/2/2021)
RR
Louisiana(7/5/2024)
RR
Maine(4/18/2018)
RR
Maryland(4/18/2018)
RR
Massachusetts(11/14/2022)
RR
Michigan(4/18/2018)
RR
Minnesota(1/26/2023)
RR
Missouri(4/18/2018)
RR
Montana(4/18/2018)
RR
Nebraska(1/24/2025)
RR
Nevada(2/12/2009)
RR
New Jersey(10/6/2014)
RR
New Mexico(10/12/2015)
RR
New York(12/15/2008)
RR
North Carolina(4/10/2014)
RR
North Dakota(7/31/2024)
RR
Ohio(2/11/2024)
RR
Oklahoma(11/1/2012)
RR
Oregon(12/4/2009)
RR
Pennsylvania(2/15/2013)
RR
South Carolina(7/17/2008)
RR
South Dakota(7/23/2008)
RR
Tennessee(9/25/2020)
RR
Texas(1/14/2011)
IAR
Texas(6/12/2017)
RR
Utah(6/5/2012)
RR
Virginia(6/24/2022)
RR
Washington(3/19/2013)
RR
Wisconsin(2/2/2012)
RR
Wyoming(5/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)PREMIUM
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Contact information
Main Address
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 445-2504
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,833 |
| AUM (Assets Under Management) | $ 1,898,116,372 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PERENNIAL FINANCIAL SERVICES
CRD#: 286477Los Angeles, CA 90025TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
