MC
Michael G. Conway
CETERA INVESTMENT ADVISERS LLC
SIKESTON, MO 63801
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CRD#: 4596315
MC
Professional summary
Michael Gene Conway, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sikeston, Missouri and CETERA FINANCIAL SPECIALISTS LLC located in Sikeston, Missouri.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: CONWAY AND CLAY, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA PRACTICE; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: TAX, ACCOUNTING, BOOKKEEPING SERVICES, & POA ON TAX RELATED MATTERS; 2)ANDERSON AND GREEN INSURANCE AGENCY; NON INV RELATED; SIKESTON, MO; INSURANCE AGENCY; AGENT- RENEWALS ONLY THROUGH ANTHEM BCBS; START DATE OF 06/2010; 10 HRS/ MONTH: 3) NAME OF OTHER BUSINESS: BLOOMFIELD ASSISTANCE LEAGUE OF THE MISSOURI VETERANS CEMETARY, INC; INVESTMENT RELATED: NO; ADDRESS: 17357 STARS & STRIPES WAY BOOMFIELD MO 63825; NATURE OF BUSINESS: CHARITABLE; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: TAKE THE MINUTES FOR THE MEETINGS; 4) NAME OF OTHER BUSINESS: CONWAY AND CLAY RENTALS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY, PAY BILLS FOR THE ENTITY, PREPARE TAX RETURNS;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Gene Conway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 14, 2004 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 101 Kennedy Po Box 1025, Sikeston, MO 63801RIA
CRD#: 105644
SIKESTON, MO
Current
December 17, 2002 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 101 Kennedy, Sikeston, MO 63801BD
CRD#: 10358
Sikeston, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/23/2010)
RR
Mississippi(9/10/2024)
RR
Missouri(12/17/2002)
IAR
Missouri(7/14/2004)
RR
North Carolina(10/13/2025)
RR
Texas(9/18/2023)
IAR
Texas(9/19/2023)
RR
Washington(6/3/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
