ML
Matthew J. Lilleberg
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Spicer, MN 56288
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CRD#: 4595739
ML
Professional summary
Matthew Jon Lilleberg is a registered financial advisor currently at MOLONEY SECURITIES ASSET MANAGEMENT LLC located in Spicer, Minnesota and MOLONEY SECURITIES CO., INC. located in Spicer, Minnesota.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Matthew has worked at 7 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Investment and advisory services. d/b/a Lilleberg Financial Group, 144 Lake Avenue N, Spicer, MN 56288. Securities and Investments offered through Moloney Securities Co., Inc. Rok Solid LLC. - 16590 92nd Street NE, Spicer, MN 56288. Owner/Treasurer. Real estate owned with siblings. Not conducted during trading hours. Not investment related. Anchor Limited Liability Company - 16590 92nd Street NE, Spicer, MN 56288. Property management. 1hr/day during trading hours. Not investment related. Lilleberg Cabin LLC - 16590 92nd Street NE, Spicer, MN 56288. Owner/President. Lake home owned with brother. Not conducted during trading hours. Not investment related. Lilleberg 101 Lake and Lakeside Salon - 101 Lake Ave, Spicer, MN 56288. Owner. Real estate holding and salon. Conducted 4hrs/week during trading hours. Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Jon Lilleberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2016 - Present
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Office #1: 144 Lake Avenue N, Spicer, MN 56288RIA
CRD#: 282448
Spicer, MN
Current
April 3, 2014 - Present
MOLONEY SECURITIES CO., INC.
Office #1: 144 Lake Avenue N, Spicer, MN 56288BD
CRD#: 38535
Spicer, MN
Past
March 17, 2016 - December 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
RIA
CRD#: 282140
WILLMAR, MN
Past
May 7, 2014 - April 27, 2016
MOLONEY SECURITIES CO., INC.
RIA
CRD#: 38535
Willmar, MN
Past
December 9, 2013 - September 17, 2014
MINNESOTA VALLEY INVESTMENT ADVISORS LLC
RIA
CRD#: 145638
REDWOOD FALLS, MN
Past
August 7, 2012 - March 28, 2014
MINNESOTA VALLEY INVESTMENTS
BD
CRD#: 24951
WILLMAR, MN
Past
September 28, 2010 - June 22, 2012
BROOKSTONE SECURITIES, INC.
BD
CRD#: 13366
WILLMAR, MN
Past
March 29, 2005 - October 16, 2008
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
ASPEN, CO
Past
March 17, 2004 - October 16, 2008
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
ASPEN, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
Registered Investment Advisory firm - (12/31/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(4/3/2014)
IAR
Minnesota(3/14/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
Registered Investment Advisory firm - (12/31/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13537 Barrett Parkway Drive, Suite 300, Manchester, MO 63021
Mailing Address
Phone number
(314) 909-0600
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,390 |
| AUM (Assets Under Management) | $ 1,389,405,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 12/20/2023 | ||
| 12/22/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MOLONEY SECURITIES ASSET MANAGEMENT LLC
CRD#: 282448Spicer, MN 56288TRUST BUT VERIFY
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