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Ramona F. Slowe

CRD# 459559·Registered 1983 - 2012
Previously Registered: Being a previously registered professional could mean that Ramona is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ramona F. Slowe, who also goes by Ramona Frances Jackson, Mona Slowe, Ames Washington, Ramona Frances Washington, was a registered financial advisor. Ramona was a previously registered financial professional and started their career in finance 1983 - 2012. Ramona had worked at 3 firms and has passed the Series 7, PC and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ramona Frances Jackson, Mona Slowe, Ames Washington, Ramona Frances Washington

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
Miramar, FL
January 25, 2010 - February 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC·CRD# 8326
BD
Hartford, CT
March 8, 2007 - September 18, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Boca Raton, FL
November 25, 1986 - March 5, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Boca Raton, FL
September 29, 1983 - March 5, 2007

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Current Firm

FF
FORESTERS FINANCIAL SERVICES, INC.

FIRST INVESTORS CORPORATION | FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305 / SEC#: 8-13891
BD
Terminated by SEC on 10/24/2020

Contact Information

Established

New York since 02/07/1968

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FORESTERS INVESTMENT MANAGEMENT COMPANY, INC.SHAREHOLDER—
GANNON, FRANCIS XAVIERPRESIDENT AND CHIEF FINANCIAL OFFICER6181654
REILLY, ELIZABETH ANNSENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER1428527

Disclosures

Regulatory Event

34

Civil Event

3

Arbitration

18

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Nov 1986About the Series 7 exam

PC — AMEX Put and Call Exam

Passed May 1977

Series 1 — Registered Representative Examination

Passed Nov 1971

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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