Elizabeth Ann Reilly
Professional Summary
Elizabeth Ann Reilly was a registered financial advisor. Elizabeth was a previously registered financial professional and started their career in finance 1990 - 2001. Elizabeth had worked at 2 firms and has passed the Series 63, Series 7TO, Series 6TO, Series 52TO, Series 99TO, SIE, Series 7, Series 27, Series 24, Series 26 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
EXECUTIVE INVESTORS CORPORATION | WALNUT SECURITIES, INC. | FIRST INVESTORS SECURITIES CORP.
Contact Information
Established
Delaware since 08/13/1968Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST INVESTORS CONSOLIDATED CORPORATION | SHAREHOLDER | — |
| HEAD, GLEN OAKES | CHAIRMAN AND DIRECTOR | 240921 |
| HEAD, KATHRYN SUE | VICE PRESIDENT AND DIRECTOR | 1181913 |
| HECKER, MARVIN MACLYN | PRESIDENT | 241351 |
| LIPKUS, WILLIAM MICHAEL | CHIEF FINANCIAL OFFICER AND TREASURER | 2944274 |
| REILLY, ELIZABETH ANN | VICE PRESIDENT | 1428527 |
Disclosures
Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2024About the Series 6TO examSeries 52TO — Municipal Securities Representative Examination
Passed Mar 2024About the Series 52TO examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 2024About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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