William F. Fisher
Professional summary
William Frederick Fisher III, who also goes by William Fisher III, is a registered financial advisor currently at NOVADIUS WEALTH MANAGEMENT located in Overland Park, Kansas.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. William has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Frederick Fisher III's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2013 - Present
NOVADIUS WEALTH MANAGEMENT
Office #1: 7300 West 110th Street Suite 870, Overland Park, KS 66210August 19, 2004 - April 23, 2013
COMMERCE BROKERAGE SERVICES, INC.
August 19, 2004 - April 23, 2013
COMMERCE BROKERAGE SERVICES, INC.
January 2, 2003 - September 10, 2004
UBS FINANCIAL SERVICES INC.
December 6, 2002 - September 10, 2004
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
NOVADIUS WEALTH MANAGEMENT
CRD#: 148229 / SEC#: 801-112654
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/22/2013)
Exams
Current Firm
NOVADIUS WEALTH MANAGEMENT
CRD#: 148229 / SEC#: 801-112654
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 582 |
| AUM (Assets Under Management) | $ 148,165,700 |
Red Flags
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Company Information
NOVADIUS WEALTH MANAGEMENT
CRD#: 148229Overland Park, KS 66210TRUST BUT VERIFY
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