Patric Bonanno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patric Bonanno, who also goes by Patric Joseph Bonanno, was a registered financial professional .
Patric is a previously registered financial professional and started their career in finance in 2002. Patric had worked at 5 firms and has passed the Series 63, Series 55, Series 7, Series 25 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2007 - March 29, 2012
NASDAQ CAPITAL MARKETS ADVISORY LLC
March 30, 2007 - March 29, 2012
NASDAQ EXECUTION SERVICES, LLC
May 10, 2006 - February 16, 2007
MORGAN STANLEY DW INC.
June 4, 2003 - September 26, 2003
BANIF SECURITIES INC
October 8, 2002 - June 2, 2003
COCALIS, GUY EDWARD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/24/2006
Limited Representative-Equity Trader ExamSeries 25
Date: 2/24/2003
NYSE Trading Assistant ExaminationCurrent Firm
NASDAQ CAPITAL MARKETS ADVISORY LLC
CRD#: 104295 / SEC#: , 8-52750
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
