Donna J. Gregg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna June Gregg, who also goes by Donna June Browning, Donna June Kaid, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 2003. Donna had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2018 - January 22, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 31, 2018 - January 22, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 26, 2018 - September 28, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 25, 2018 - September 28, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 26, 2015 - July 25, 2018
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - July 25, 2018
WELLS FARGO CLEARING SERVICES, LLC
October 6, 2005 - January 12, 2007
A. G. EDWARDS & SONS, INC.
February 13, 2003 - January 3, 2008
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
