Mark E. Underwood

MV CAPITAL MANAGEMENT

BETHESDA, MD 20814

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CRD#: 4594965

Professional summary

Mark Evans Underwood is a registered financial advisor currently at MV CAPITAL MANAGEMENT, INC. located in Bethesda, Maryland.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Mark has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MV CAPITAL MANAGEMENT INC., INVESTMENT RELATED, 4520 EAST WEST HIGHWAY, SUITE 400, BETHESDA MD 20814, RIA FINANCIAL ADVISOR AND ADVANCED PLANNING SPECIALIST, 2/06, 100 HOURS/MONTH, 80 DURING TRADING HOURS, ADVISORY SERVICES AND ADVANCED PLANNING SERVICES. 2) MV FINANCIAL GROUP, INVESTMENT RELATED, 4520 EAST WEST HIGHWAY, SUITE 400, BETHESDA MD 20814, INSURANCE BROKERAGE (FIXED, LIFE, DI, HEALTH, GROUP), AGENT, 10/02, 20 HOURS/MONTH, ALL DURING TRADING HOURS, AGENT-SALES AND SALES ASSISTANT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Evans Underwood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2006 - Present

MV CAPITAL MANAGEMENT, INC.

Office #1: 3 Bethesda Metro Center Suite 650, Bethesda, MD 20814

RIA

CRD#: 139034

BETHESDA, MD

Past

May 16, 2006 - February 28, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

BETHESDA, MD

Past

January 17, 2003 - April 13, 2006

JOYN ADVISORS, INC.

RIA

CRD#: 106725

BETHESDA, MD

Past

October 31, 2002 - May 16, 2006

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MV CAPITAL MANAGEMENT, INC.

MV CAPITAL MANAGEMENT, INC. | MV FINANCIAL

CRD#: 139034 / SEC#: 801-65709

RIA

Registered Investment Advisory firm - (1/20/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(2/2/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/30/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/10/2008

General Securities Principal Examination

Current Firm

MV CAPITAL MANAGEMENT, INC.

MV CAPITAL MANAGEMENT, INC. | MV FINANCIAL

CRD#: 139034 / SEC#: 801-65709

RIA

Registered Investment Advisory firm - (1/20/2006 Approved)

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Contact information

Main Address

3 Bethesda Metro Center Suite 650, Bethesda, MD 20814-6336

Mailing Address

Phone number

(301) 656-6545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MVCM ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,169
AUM (Assets Under Management)	$ 1,269,104,942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark E. Underwood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Evans Underwood's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

JOYN ADVISORS, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MV CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/2002

SIE

Date: 2/28/2017

Series 7

Date: 10/30/2002

Series 24

Date: 4/10/2008

Current Firm

MV CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MV CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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