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AS

Andrew C. Smith

MCLEAN SECURITIES
Mclean, VA 22102
Some features on this profile are disabled
CRD#: 4594871
AS

Professional summary

Andrew Clifford Smith is a registered financial professional currently at MCLEAN SECURITIES, LLC located in Mclean, Virginia.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2002. Andrew has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Clifford Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 24, 2002 - Present

MCLEAN SECURITIES, LLC

Office #1: 8260 Greensboro Drive Suite 350, Mclean, VA 22102
BD
CRD#: 104117
Mclean, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Virginia
(1/7/2003)

Exams

State Security Law Exam
RR
Series 63
Date: 1/6/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/23/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 4/2/2003
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MCLEAN SECURITIES, LLC
MCLEAN SECURITIES, LLC | THE MCLEAN GROUP, LLC

CRD#: 104117 / SEC#: , 8-52565

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
8260 Greensboro Drive Suite 350, Mclean, VA 22102
Mailing Address
8260 Greensboro Drive Suite 350, Mclean, VA 22102
Phone number
(703) 827-0200
Established
Virginia since 10/13/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
THE MCLEAN GROUP, LLCPARENT
MARTIN, MITCHELL ZACHARYCCO4993937
SMITH, ANDREW CLIFFORDFINOP

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MCLEAN SECURITIES, LLC

CRD#: 104117Mclean, VA 22102

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