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MC

Melissa L. Carstens

STANDARD NEW YORK
NEW YORK, NY 10022
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CRD#: 4594050
MC

Professional summary


Melissa Leigh Carstens MS, who also goes by Melissa Leigh Robbs Ms, is a registered financial professional currently at STANDARD NEW YORK, INC. located in New York, New York.

Melissa is registered as a RR (Registered Representative) and started their career in finance in 2002. Melissa has worked at 4 firms and has passed the Series 16 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Melissa Leigh Robbs Ms

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Melissa Leigh Carstens MS's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 23, 2015 - Present

STANDARD NEW YORK, INC.

Office #1: 540 Madison Avenue 25th Floor, New York, NY, 10022
BD
CRD#: 173725
NEW YORK, NY
Past

February 11, 2011 - July 8, 2015

ICBC STANDARD SECURITIES INC.

BD
CRD#: 35560
NEW YORK, NY
Past

June 9, 2004 - June 4, 2008

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

November 26, 2002 - June 4, 2008

UBS SECURITIES LLC

BD
CRD#: 7654
STAMFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 16
Date: 2/9/2011
NYSE Supervisory Analyst Examination
SRO Registrations
RR
FINRA

Current Firm


SN
STANDARD NEW YORK, INC.
STANDARD NEW YORK, INC.

CRD#: 173725 / SEC#: , 8-69552

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
540 Madison Avenue 25th Floor, New York, NY, 10022
Mailing Address
540 Madison Avenue 25th Floor, New York, NY, 10022
Phone number
(212) 407-3800
Established
Delaware since 09/30/2014
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
STANDARD BANK GROUP LIMITEDDIRECT OWNER
DE ZILVA, DERICK PATRICK DIMITRIDIRECTOR/CEO7764495
HALLER, GUIDO ANDRENON-EXECUTIVE DIRECTOR8001496
HARRINGTON, MAUREEN ANNDIRECTOR5649782
LANCASTER, TIM JAMESNON-EXECUTIVE DIRECTOR6627125
NAVEED, HASNAINFINOP / PFO / POO7004810
SIMOGLOU, ALEXANDROSCCO, AMLCO7649246

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STANDARD NEW YORK, INC.

CRD#: 173725New York, NY 10022

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