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Daniel Robert Murray

NETWORK 1 FINANCIAL SECURITIES
RED BANK, NJ
·CRD# 4594048·24 years registered

Professional Summary

Daniel Robert Murray, who also goes by Daniel R. Murray, is a registered financial advisor currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2002. Daniel has worked at 6 firms and has passed the Series 63, SIE and Series 62 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel R. Murray

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years registered in the securities industry

Current & Past Employments

Current

NETWORK 1 FINANCIAL SECURITIES INC.Current·CRD# 13577
BD
The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701
March 23, 2015 - Present

Past

ROCKWELL GLOBAL CAPITAL LLCPast·CRD# 142485
BD
Danbury, CT
April 19, 2010 - April 20, 2015
SUMMIT BROKERAGE SERVICES, INC.Past·CRD# 34643
BD
Amityville, NY
November 13, 2009 - April 21, 2010
VANGUARD CAPITALPast·CRD# 22081
BD
Massapequa, NY
January 2, 2008 - November 17, 2009
BROOKVILLE CAPITAL PARTNERSPast·CRD# 102380
BD
Melville, NY
February 13, 2006 - December 19, 2007
BENSON YORK GROUP, INC.Past·CRD# 40231
BD
Melville, NY
November 26, 2002 - March 8, 2006

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Current Firm

N1
NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: 8-29471
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone Number

(732) 758-9001

Established

Texas since 03/15/1983

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER—
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER—
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures

Regulatory Event

22

Arbitration

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/25/2015)
RR
Arizona
(4/9/2015)
RR
Arkansas
(4/9/2015)
RR
California
(3/23/2015)
RR
Colorado
(4/6/2015)
RR
Connecticut
(3/27/2015)
RR
Delaware
(10/23/2015)
RR
District of Columbia
(7/2/2015)
RR
Florida
(3/25/2015)
RR
Georgia
(4/17/2015)
RR
Idaho
(3/16/2022)
RR
Illinois
(4/1/2015)
RR
Indiana
(4/7/2015)
RR
Iowa
(4/9/2015)
RR
Kansas
(3/30/2015)
RR
Kentucky
(4/9/2015)
RR
Louisiana
(3/30/2015)
RR
Maryland
(4/21/2015)
RR
Massachusetts
(4/15/2015)
RR
Michigan
(3/30/2015)
RR
Minnesota
(4/24/2015)
RR
Mississippi
(4/9/2015)
RR
Montana
(8/5/2015)
RR
Nebraska
(3/23/2021)
RR
Nevada
(4/9/2015)
RR
New Jersey
(3/23/2015)
RR
New York
(3/23/2015)
RR
North Carolina
(4/9/2015)
RR
North Dakota
(4/7/2015)
RR
Ohio
(3/25/2015)
RR
Oklahoma
(4/13/2015)
RR
Oregon
(8/28/2015)
RR
Pennsylvania
(3/25/2015)
RR
Rhode Island
(7/1/2015)
RR
South Carolina
(4/9/2015)
RR
South Dakota
(4/7/2015)
RR
Tennessee
(3/18/2021)
RR
Texas
(3/25/2015)
RR
Utah
(7/1/2015)
RR
Vermont
(7/9/2015)
RR
Virginia
(4/9/2015)
RR
Washington
(3/25/2015)
RR
West Virginia
(7/6/2015)
RR
Wisconsin
(3/25/2015)
RR
Wyoming
(7/1/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Nov 2002
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Robert Murray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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