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DM

Daniel R. Murray

NETWORK 1 FINANCIAL SECURITIES
Red Bank, NJ 07701
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CRD#: 4594048
DM

Professional summary


Daniel Robert Murray, who also goes by Daniel R. Murray, is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2002. Daniel has worked at 6 firms and has passed the Series 63, SIE and Series 62 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Daniel R. Murray

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Daniel Robert Murray's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 23, 2015 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701
BD
CRD#: 13577
Red Bank, NJ
Past

April 19, 2010 - April 20, 2015

ROCKWELL GLOBAL CAPITAL LLC

BD
CRD#: 142485
DANBURY, CT
Past

November 13, 2009 - April 21, 2010

SUMMIT BROKERAGE SERVICES, INC.

BD
CRD#: 34643
AMITYVILLE, NY
Past

January 2, 2008 - November 17, 2009

VANGUARD CAPITAL

BD
CRD#: 22081
MASSAPEQUA, NY
Past

February 13, 2006 - December 19, 2007

BROOKVILLE CAPITAL PARTNERS

BD
CRD#: 102380
MELVILLE, NY
Past

November 26, 2002 - March 8, 2006

BENSON YORK GROUP, INC.

BD
CRD#: 40231
MELVILLE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/25/2015)
RR
Arizona
(4/9/2015)
RR
Arkansas
(4/9/2015)
RR
California
(3/23/2015)
RR
Colorado
(4/6/2015)
RR
Connecticut
(3/27/2015)
RR
Delaware
(10/23/2015)
RR
District of Columbia
(7/2/2015)
RR
Florida
(3/25/2015)
RR
Georgia
(4/17/2015)
RR
Idaho
(3/16/2022)
RR
Illinois
(4/1/2015)
RR
Indiana
(4/7/2015)
RR
Iowa
(4/9/2015)
RR
Kansas
(3/30/2015)
RR
Kentucky
(4/9/2015)
RR
Louisiana
(3/30/2015)
RR
Maryland
(4/21/2015)
RR
Massachusetts
(4/15/2015)
RR
Michigan
(3/30/2015)
RR
Minnesota
(4/24/2015)
RR
Mississippi
(4/9/2015)
RR
Montana
(8/5/2015)
RR
Nebraska
(3/23/2021)
RR
Nevada
(4/9/2015)
RR
New Jersey
(3/23/2015)
RR
New York
(3/23/2015)
RR
North Carolina
(4/9/2015)
RR
North Dakota
(4/7/2015)
RR
Ohio
(3/25/2015)
RR
Oklahoma
(4/13/2015)
RR
Oregon
(8/28/2015)
RR
Pennsylvania
(3/25/2015)
RR
Rhode Island
(7/1/2015)
RR
South Carolina
(4/9/2015)
RR
South Dakota
(4/7/2015)
RR
Tennessee
(3/18/2021)
RR
Texas
(3/25/2015)
RR
Utah
(7/1/2015)
RR
Vermont
(7/9/2015)
RR
Virginia
(4/9/2015)
RR
Washington
(3/25/2015)
RR
West Virginia
(7/6/2015)
RR
Wisconsin
(3/25/2015)
RR
Wyoming
(7/1/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 12/20/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 11/22/2002
Corporate Securities Limited Representative Examination
SRO Registrations
RR
FINRA

Current Firm


N1
NETWORK 1 FINANCIAL SECURITIES INC.
ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Mailing Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Phone number
(732) 758-9001
Established
Texas since 03/15/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures


Regulatory Event21
Arbitration4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577Red Bank, NJ 07701

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