HS
Hillary Smith Ripley
SCHRODER FUND ADVISORS LLC
New York, NY 10018-3706
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CRD#: 4593947
HS
Professional summary
Hillary Smith Ripley, who also goes by Hillary Ripley, Hillary Evelyn Smith, Hillary Smith-ripley, is a registered financial professional currently at SCHRODER FUND ADVISORS LLC located in New York, New York.
Hillary is registered as a RR (Registered Representative) and started their career in finance in 2002. Hillary has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Hillary Ripley | Hillary Evelyn Smith | Hillary Smith-Ripley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Hillary Smith Ripley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2025 - Present
SCHRODER FUND ADVISORS LLC
Office #1: 7 Bryant Park, New York, NY 10018-3706BD
CRD#: 24129
New York, NY
Past
December 2, 2022 - April 28, 2025
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
New York, NY
Past
October 18, 2018 - December 31, 2022
COMPASS DISTRIBUTORS, LLC
BD
CRD#: 172662
New York, NY
Past
January 26, 2017 - October 5, 2018
MACQUARIE CAPITAL (USA) INC.
BD
CRD#: 36368
NEW YORK, NY
Past
September 8, 2014 - November 1, 2016
IFM (US) SECURITIES, LLC
BD
CRD#: 166325
New York, NY
Past
November 15, 2002 - June 4, 2004
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/9/2025)
RR
Alaska(7/9/2025)
RR
Arizona(7/9/2025)
RR
Arkansas(7/9/2025)
RR
California(7/9/2025)
RR
Colorado(7/9/2025)
RR
Connecticut(7/9/2025)
RR
Delaware(7/9/2025)
RR
District of Columbia(7/9/2025)
RR
Florida(7/9/2025)
RR
Georgia(7/9/2025)
RR
Hawaii(7/9/2025)
RR
Idaho(7/9/2025)
RR
Illinois(7/9/2025)
RR
Indiana(7/9/2025)
RR
Iowa(7/9/2025)
RR
Kansas(7/9/2025)
RR
Kentucky(7/9/2025)
RR
Louisiana(7/9/2025)
RR
Maine(7/9/2025)
RR
Maryland(7/9/2025)
RR
Massachusetts(7/9/2025)
RR
Michigan(7/9/2025)
RR
Minnesota(7/9/2025)
RR
Mississippi(7/9/2025)
RR
Missouri(7/9/2025)
RR
Montana(7/9/2025)
RR
Nebraska(7/9/2025)
RR
Nevada(7/9/2025)
RR
New Hampshire(7/9/2025)
RR
New Jersey(7/9/2025)
RR
New Mexico(7/9/2025)
RR
New York(7/9/2025)
RR
North Carolina(7/9/2025)
RR
North Dakota(7/9/2025)
RR
Ohio(7/9/2025)
RR
Oklahoma(7/9/2025)
RR
Oregon(7/9/2025)
RR
Pennsylvania(7/9/2025)
RR
Puerto Rico(7/9/2025)
RR
Rhode Island(7/9/2025)
RR
South Carolina(7/9/2025)
RR
South Dakota(7/9/2025)
RR
Tennessee(7/9/2025)
RR
Texas(7/9/2025)
RR
Utah(7/9/2025)
RR
Vermont(7/9/2025)
RR
Virginia(7/9/2025)
RR
Washington(7/9/2025)
RR
West Virginia(7/9/2025)
RR
Wisconsin(7/9/2025)
RR
Wyoming(7/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SCHRODER FUND ADVISORS LLC
SCHRODER CAPITAL DISTRIBUTORS INC. | SCHRODER FUND ADVISORS LLC | SCHRODER FUND ADVISORS INC.
CRD#: 24129 / SEC#: , 8-40973
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
7 Bryant Park, New York, NY 10018-3706
Mailing Address
7 Bryant Park, New York, NY 10018-3706
Phone number
(212) 641-3889
Established
Delaware since 06/30/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. | DIRECT OWNER | |
| FORTINO, ROBERT ANTHONY | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 1905741 |
| LANIER, ANGEL | ASSISTANT SECRETARY | 6772355 |
| LOWE, RICHARD JOHN | BOARD MEMBER | 7060365 |
| MARSHALL, DAVID JAMES | AUTHORIZED SIGNATORY | 3070206 |
| MAZZA, CATHERINE ANDREA | PRESIDENT, CHAIR, BOARD MEMBER | 1444025 |
| MUHLBAUM, CARIN FANNY | SECRETARY | 3198495 |
| PATNAIK, SHANAK | CHIEF COMPLIANCE OFFICER | 6184296 |
| SAUER, WILLIAM PETER | BOARD MEMBER | 1622322 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
