Steven P. Trudo
Professional summary
Steven Patrick Trudo is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Chicago, Illinois.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2002. Steven has worked at 6 firms and has passed the Series 63, Series 34, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Patrick Trudo's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2024 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 151 N Franklin St Floor 29, Chicago, IL 60606September 14, 2023 - May 17, 2024
E*TRADE SECURITIES LLC
July 22, 2022 - May 17, 2024
MORGAN STANLEY
August 7, 2017 - September 5, 2023
E*TRADE SECURITIES LLC
July 20, 2016 - August 7, 2017
E*TRADE FUTURES LLC
July 12, 2007 - July 21, 2016
TRADINGBLOCK
November 8, 2002 - October 13, 2005
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
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