Edward H. Chin

RISING CAPITAL

MILL VALLEY, CA 94941

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CRD#: 4593289

Professional summary

Edward Han Chin is a registered financial advisor currently at RISING CAPITAL INC. located in Mill Valley, California.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Edward has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Han Chin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2003 - Present

RISING CAPITAL INC.

Office #1: 460 Edgewood Ave, Mill Valley, CA 94941

RIA

CRD#: 123233

MILL VALLEY, CA

Past

July 5, 1996 - December 16, 1997

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 16, 1994 - June 27, 1996

SUTTER SECURITIES INCORPORATED

CRD#: 30770

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/1/2003)

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Exams

State Security Law Exam

Series 63

Date: 12/8/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/15/1994

General Securities Representative Examination

Current Firm

RISING CAPITAL INC.

CRD#: 123233 / SEC#:

California

Registered Investment Advisory firm - (1/1/2003 Approved)

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Contact information

Main Address

460 Edgewood Ave, Mill Valley, CA 94941

Mailing Address

Phone number

(415) 843-1183

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 37,316,645

Red Flags

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Edward H. Chin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Han Chin's CRS (Customer Relationship Summary).

Certified licenses

Experience

RISING CAPITAL INC.

LEHMAN BROTHERS INC.

SUTTER SECURITIES INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/1994

Series 7

Date: 11/15/1994

Current Firm

RISING CAPITAL INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RISING CAPITAL INC.

TRUST BUT VERIFY

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