Kristin H. Beard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristin Howe Beard, CFP®, who also goes by Kristin Marie Howe, was a registered financial professional .
Kristin is a previously registered financial professional and started their career in finance in 2002. Kristin had worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2019 - July 16, 2020
BB&T SECURITIES, LLC
September 12, 2016 - July 1, 2020
TRUIST ADVISORY SERVICES, INC.
December 4, 2013 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
December 4, 2013 - July 1, 2020
TRUIST INVESTMENT SERVICES, INC.
December 15, 2005 - November 18, 2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 13, 2005 - November 18, 2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 22, 2002 - April 4, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/2/2024
General Securities Representative ExaminationCurrent Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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