Jason H. Waters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Hugh Waters was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2001. Jason had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2016 - February 29, 2016
IBERIA ASSET MANAGEMENT, INC.
July 26, 2010 - March 31, 2011
IBERIA ASSET MANAGEMENT, INC.
January 18, 2008 - March 29, 2010
REGIONS INVESTMENT MANAGEMENT, INC.
October 16, 2003 - January 29, 2008
AMSOUTH ASSET MANAGEMENT, INC.
June 1, 2001 - October 16, 2003
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
IBERIA ASSET MANAGEMENT, INC.
CRD#: 108159 / SEC#: 801-57611
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
