Angela E. Costabile
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angela Elaine Costabile, who also goes by Angela Elaine Panichi, Angela Elaine Panichi-costabile, was a registered financial professional .
Angela is a previously registered financial professional and started their career in finance in 2003. Angela had worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2011 - September 20, 2012
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
August 19, 2008 - July 28, 2022
CREDIT AGRICOLE SECURITIES (USA) INC.
June 4, 2007 - September 21, 2009
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
September 23, 2004 - May 31, 2007
CREDIT AGRICOLE SECURITIES (USA) INC.
March 12, 2003 - September 28, 2004
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
CRD#: 8010 / SEC#: , 8-24050
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
