Kathryn D. Song

KATY SONG FINANCIAL PLANNING

Mill Valley, CA

Some features on this profile are disabled

CRD#: 4592147

Professional summary

Kathryn D Song, CFP®, who also goes by Kathryn Davis Moore, Kathryn Moore, is a registered financial advisor currently at KATY SONG FINANCIAL PLANNING, INC. located in Mill Valley, California.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kathryn has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Biography

I focus on familiies with young children and couples starting their lives together.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Education Planning

Budgeting

Investment Planning

Do you have an area of expertise or specialization?

Cash Flow/Budgets/Credit Issue...

College/Education Planning

Financial Psychology/Coaching

Hourly

Investment Advice without Ongo...

Are you a "fiduciary"?

Yes

Aliases

Kathryn Davis Moore | Kathryn Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am founder and sole proprietor of Katy Song Financial Planning, a fee-only financial planning firm that does not manage assets. Address: 34 Meadow Drive, Mill Valley, CA 94941. I devote 100 hours per month to this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn D Song's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

August 11, 2011 - Present

KATY SONG FINANCIAL PLANNING, INC.

RIA

CRD#: 158288

Mill Valley, CA

Past

January 28, 2024 - April 17, 2025

DOMAIN MONEY ADVISORS, LLC

RIA

CRD#: 316434

Mill Valley, CA

Past

June 7, 2017 - December 21, 2018

SOFI WEALTH LLC

RIA

CRD#: 167958

SAN FRANCISCO, CA

Past

November 20, 2002 - October 16, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/11/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/21/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/2002

General Securities Representative Examination

Current Firm

KATY SONG FINANCIAL PLANNING, INC.

KATHRYN DAVIS SONG | SONG, KATHRYN DAVIS | KATY SONG FINANCIAL PLANNING, INC. | KATY SONG FINANCIAL PLANNING

CRD#: 158288 / SEC#:

California

Registered Investment Advisory firm - (8/11/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Mill Valley, CA

Mailing Address

Phone number

(415) 272-3083

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kathryn D. Song

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn D Song's CRS (Customer Relationship Summary).

Certified licenses

Experience

KATY SONG FINANCIAL PLANNING, INC.

DOMAIN MONEY ADVISORS, LLC

SOFI WEALTH LLC

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/21/2002

Series 7

Date: 11/19/2002

Current Firm

KATY SONG FINANCIAL PLANNING, INC.

Contact information

Documents

Red Flags

Company Information

KATY SONG FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors