JR
Justin T. Robertson
ASCENSUS BROKER DEALER SERVICES
Greensboro, NC 27409
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CRD#: 4592057
JR
Professional summary
Justin Thomas Robertson, ChFC®, who also goes by Justin Thomas Robertson, is a registered financial professional currently at ASCENSUS BROKER DEALER SERVICES, LLC located in Greensboro, North Carolina.
Justin is registered as a RR (Registered Representative) and started their career in finance in 2002. Justin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Justin Thomas Robertson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Justin Thomas Robertson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 17, 2023 - Present
ASCENSUS BROKER DEALER SERVICES, LLC
Office #1: 101 Centreport Drive Suite 250, Greensboro, NC 27409BD
CRD#: 36478
Greensboro, NC
Past
April 11, 2016 - September 6, 2023
NEWPORT GROUP SECURITIES, INC.
BD
CRD#: 29722
GREENSBORO, NC
Past
January 9, 2008 - April 14, 2016
CLARK SECURITIES, INC.
BD
CRD#: 43803
GREENSBORO, NC
Past
August 16, 2004 - February 21, 2006
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GREENSBORO, NC
Past
August 16, 2004 - February 21, 2006
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
January 8, 2003 - February 10, 2004
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
HIGH POINT, NC
Past
December 4, 2002 - February 10, 2004
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/17/2023)
RR
Alaska(9/6/2023)
RR
Arizona(7/17/2023)
RR
Arkansas(7/17/2023)
RR
California(7/17/2023)
RR
Colorado(7/17/2023)
RR
Connecticut(7/17/2023)
RR
Delaware(7/17/2023)
RR
District of Columbia(7/17/2023)
RR
Florida(7/17/2023)
RR
Georgia(7/17/2023)
RR
Hawaii(7/17/2023)
RR
Idaho(7/17/2023)
RR
Illinois(7/17/2023)
RR
Indiana(7/17/2023)
RR
Iowa(7/17/2023)
RR
Kansas(7/17/2023)
RR
Kentucky(7/17/2023)
RR
Louisiana(7/17/2023)
RR
Maine(7/17/2023)
RR
Maryland(7/17/2023)
RR
Massachusetts(9/6/2023)
RR
Michigan(7/17/2023)
RR
Minnesota(7/17/2023)
RR
Mississippi(7/17/2023)
RR
Missouri(7/17/2023)
RR
Montana(7/17/2023)
RR
Nebraska(7/19/2023)
RR
Nevada(9/6/2023)
RR
New Hampshire(7/17/2023)
RR
New Jersey(7/17/2023)
RR
New Mexico(7/17/2023)
RR
New York(7/17/2023)
RR
North Carolina(9/6/2023)
RR
North Dakota(7/17/2023)
RR
Ohio(7/18/2023)
RR
Oklahoma(7/17/2023)
RR
Oregon(9/6/2023)
RR
Pennsylvania(9/6/2023)
RR
Rhode Island(7/17/2023)
RR
South Carolina(7/17/2023)
RR
South Dakota(7/17/2023)
RR
Tennessee(7/17/2023)
RR
Texas(7/17/2023)
RR
Utah(9/13/2023)
RR
Vermont(7/17/2023)
RR
Virginia(9/6/2023)
RR
Washington(7/17/2023)
RR
West Virginia(9/6/2023)
RR
Wisconsin(7/17/2023)
RR
Wyoming(7/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AB
ASCENSUS BROKER DEALER SERVICES, LLC
ASCENSUS BROKER DEALER SERVICES, INC. | UPROMISE INVESTMENTS, INC. | PREMIER MUTUAL FUND SERVICES, INC. | PREMIER DISTRIBUTOR, INC. | ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478 / SEC#: , 8-47312
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
95 Wells Avenue Suite 160, Newton, MA 02459
Mailing Address
95 Wells Avenue Suite 160, Newton, MA 02459
Phone number
(215) 648-1272
Established
Delaware since 01/01/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENSUS, LLC | 100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC | |
| DUNN, MICHAEL SEAN | SENIOR VICE PRESIDENT | 3045371 |
| FOLMER, MICHAEL ROBERT | TREASURER AND VICE PRESIDENT, TAX AND FINANCE | 5655451 |
| GEARIN, JAMES M | PRESIDENT | 1405150 |
| GINGOLASKI, DENISE MAKSIMOW | FINANCIAL AND OPERATIONS PRINCIPAL | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL FINANCIAL OFFICER | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL OPERATIONS OFFICER | 6218228 |
| KAPLAN, ROBERT BARRY | SECRETARY | 1286735 |
| KAPLAN, ROBERT BARRY | CHIEF COMPLIANCE OFFICER | 1286735 |
| SHANNON, MICHAEL DOUGLAS | SENIOR VICE PRESIDENT | 1314743 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478Greensboro, NC 27409TRUST BUT VERIFY
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