Kurt G. Underhill

FIRST FINANCIAL GROUP

Raleigh, NC 27609

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CRD#: 4591956

Professional summary

Kurt Gary Underhill, ChFC® is a registered financial advisor currently at FIRST FINANCIAL GROUP located in Raleigh, North Carolina.

Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kurt has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.SPECTRE LLC,320 RANSON ST, FIQUAY VARNA, NC 27526 ,COMMERICAL REAL ESTATE,PARTNER,11/1997,5 HRS/MONTH, MANAGEMENT OF PROPERTY, FINANCE, ACCOUNTING. 2.MOODFOOD RECORDS INC, 413 SETTLECROFT LN HOUY SPRINGS, NC 27500, RECORD LABEL, OWNER,.5HR/MO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Gary Underhill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

July 10, 2012 - Present

FIRST FINANCIAL GROUP

Office #1: 1100 Logger Ct #b101, Raleigh, NC 27609

RIA

CRD#: 134006

Raleigh, NC

Past

January 1, 2004 - July 9, 2012

CETERA ADVISORS LLC

RIA

CRD#: 10299

RALEIGH, NC

Past

January 1, 2004 - July 9, 2012

CETERA ADVISORS LLC

CRD#: 10299

RALEIGH, NC

Past

May 6, 2003 - January 1, 2004

IFG ADVISORY SERVICES INC

RIA

CRD#: 105316

RALEIGH, NC

Past

May 2, 2003 - January 2, 2004

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

April 3, 2003 - May 6, 2003

WADDELL & REED

RIA

CRD#: 866

RALEIGH, NC

Past

January 7, 2003 - May 6, 2003

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST FINANCIAL GROUP

FIRST FINANCIAL GROUP | FIRST FINANCIAL GROUP CORPORATION

CRD#: 134006 / SEC#: 801-112777

RIA

Registered Investment Advisory firm - (4/5/2018 Approved)

Louisiana

Registered Investment Advisory firm - (12/5/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (4/10/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/10/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/10/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/6/2003

General Securities Representative Examination

Current Firm

FIRST FINANCIAL GROUP

FIRST FINANCIAL GROUP | FIRST FINANCIAL GROUP CORPORATION

CRD#: 134006 / SEC#: 801-112777

RIA

Registered Investment Advisory firm - (4/5/2018 Approved)

Louisiana

Registered Investment Advisory firm - (12/5/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (4/10/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/10/2018 Terminated)

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Contact information

Main Address

1100 Logger Ct #b101, Raleigh, NC 27609

Mailing Address

Phone number

(919) 876-4926

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST FINANCIAL GROUP ADV BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	910
AUM (Assets Under Management)	$ 272,814,750

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kurt G. Underhill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Gary Underhill's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

IFG ADVISORY SERVICES INC

IFG NETWORK SECURITIES, INC.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

FIRST FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2003

Series 7

Date: 1/6/2003

Current Firm

FIRST FINANCIAL GROUP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST FINANCIAL GROUP

TRUST BUT VERIFY

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