Brienne L. Dylewski
ASHTON THOMAS PRIVATE WEALTH
Tuscon, AZ 85712
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CRD#: 4591434
Professional summary
Brienne Lee Dylewski, CFP® is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Tuscon, Arizona and M. S. HOWELLS & CO. located in Tucson, Arizona.
Brienne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Brienne has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JAN. 2018; ASHTON THOMAS PRIVATE WEALTH, LLC; TUSCON, AZ; INVESTMENT RELATED; FINANCIAL PLANNING AND INVESTMENT ADVICE; MANAGING WEALTH ADVISOR; DEVOTE 160 HRS/MONTH, 124 HRS/MONTH DURING MARKET HOURS.
2) 2006; RIVER'S EDGE OFFICE LLC; TUSCON, AZ; OFFICE BUILDING; NOT INVESTMENT RELATED; PART-OWNER; ATTEND HOA MEETINGS, AND HANDLE THE OCCASIONAL MAINTENANCE ISSUE; DEVOTE 2 HRS/MO - 1 HR/MO DURING MARKET HRS.
3) 2003; VARIOUS INSURANCE COMPANIES; NON-INVESTMENT RELATED; TUSCON, AZ; INSURANCE SALES; AGENT/CONTRACTOR; LTC, DISABILITY, HEALTH AND OTHER INSURANCE PRODUCT SALES DEVOTE 10 HRS/MO - 5 HRS/MO DURING TRADING HRS.
4) 2007; FINANCIAL ARCHITECTS ADVISORY AND FINANCIAL ARCHITECTS INSURANCE CORP; NON INVESTMENT RELATED; ADVISORY IS PASSED THROUGH ENTITY FOR TAX AND ESTATE PURPOSES; PRESIDENT AND OWNER; BOOKKEEPING; DEVOTE 5 HRS/MONTH DURING NON MARKET HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Brienne Lee Dylewski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
January 2, 2018 - Present
ASHTON THOMAS PRIVATE WEALTH
Office #1: 3971 E. Paradise Falls Dr. Ste. 114, Tuscon, AZ 85712RIA
CRD#: 153902
Tuscon, AZ
Current
January 8, 2018 - Present
M. S. HOWELLS & CO.
Office #1: 3971 E Paradise Falls Drive Suite 114, Tucson, AZ 85712BD
CRD#: 104100
Tucson, AZ
Past
August 2, 2005 - January 2, 2018
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
TUCSON, AZ
Past
October 13, 2004 - November 24, 2004
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
TUCSON, AZ
Past
October 10, 2003 - January 2, 2018
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
TUCSON, AZ
Past
December 3, 2002 - September 19, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 3, 2002 - September 19, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(1/2/2018)
RR
Arizona(1/8/2018)
RR
California(1/8/2018)
IAR
Louisiana(11/30/2023)
RR
New Jersey(1/8/2018)
IAR
Oregon(8/30/2024)
IAR
Texas(1/2/2018)
RR
Texas(2/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
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Contact information
Main Address
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 732-4745
Established
Firm type
Fiscal year end
# of Employees
114
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,733 |
| AUM (Assets Under Management) | $ 4,051,333,740 |
Red Flags
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