Don E. Hardin

LIBERTY ONE INVESTMENT MANAGEMENT

Maricopa, AZ

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CRD#: 4591196

Professional summary

Don Eugene Hardin III, who also goes by Tripp Hardin, is a registered financial advisor currently at LIBERTY ONE INVESTMENT MANAGEMENT located in Maricopa, Arizona.

Don is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Don has worked at 8 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tripp Hardin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

USA Hockey - Ice hockey referee Regentech, LLC - mechanical patent licensing, 20 hrs per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Don Eugene Hardin III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2020 - Present

LIBERTY ONE INVESTMENT MANAGEMENT

RIA

CRD#: 304290

Maricopa, AZ

Past

October 11, 2016 - June 4, 2019

ORION PORTFOLIO SOLUTIONS, LLC

RIA

CRD#: 6321

MINNEAPOLIS, MN

Past

December 5, 2002 - March 4, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIBERTY ONE INVESTMENT MANAGEMENT

LIBERTY ONE INVESTMENT MANAGEMENT | LIBERTY ONE INVESTMENT MANAGEMENT, LLC

CRD#: 304290 / SEC#: 801-116826

RIA

Registered Investment Advisory firm - (6/21/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/27/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/4/2002

General Securities Representative Examination

Current Firm

LIBERTY ONE INVESTMENT MANAGEMENT

LIBERTY ONE INVESTMENT MANAGEMENT | LIBERTY ONE INVESTMENT MANAGEMENT, LLC

CRD#: 304290 / SEC#: 801-116826

RIA

Registered Investment Advisory firm - (6/21/2019 Approved)

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Contact information

Main Address

1509 N. Milwaukee Ave., Libertyville, IL 60048

Mailing Address

Phone number

(847) 680-9255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIBERTY ONE FORM ADV PART 2A BROCHURE (10/15/2025)

Regulatory assets under management

Total Number of Accounts	17,279
AUM (Assets Under Management)	$ 2,378,579,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Don E. Hardin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Don Eugene Hardin III's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORION PORTFOLIO SOLUTIONS, LLC

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

M&I FINANCIAL ADVISORS, INC

M&I FINANCIAL ADVISORS, INC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

LIBERTY ONE INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/2016

Series 66

Date: 12/27/2002

Series 7

Date: 12/4/2002

Current Firm

LIBERTY ONE INVESTMENT MANAGEMENT

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIBERTY ONE INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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