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JB

Jeffrey J. Britto

Some features on this profile are disabled
CRD#: 4591056
JB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Joseph Michael Britto, who also goes by Jeff Britto, Jeff Joseph Michael Britto, Jeffrey J.m. Britto, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2003. Jeffrey had worked at 9 firms and has passed the Series 63 and Series 22 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Britto | Jeff Joseph Michael Britto | Jeffrey J.m. Britto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 3, 2010 - December 5, 2013

WALL AND COMPANY SECURITIES, INC.

BD
CRD#: 40894
FRISCO, TX
Past

June 5, 2009 - May 13, 2010

MPG FINANCIAL, LLC

BD
CRD#: 146670
RICHARDSON, TX
Past

February 27, 2009 - May 29, 2009

AMEREST SECURITIES, INC.

BD
CRD#: 40201
DALLAS, TX
Past

October 6, 2008 - December 16, 2008

AMEREST SECURITIES, INC.

BD
CRD#: 40201
DALLAS, TX
Past

June 27, 2008 - August 26, 2008

COUCH FINANCIAL SERVICES, INC.

BD
CRD#: 130559
DALLAS, TX
Past

April 3, 2008 - June 17, 2008

EURO AMERICAN CAPITAL CORPORATION

BD
CRD#: 43711
DALLAS, TX
Past

April 2, 2007 - December 19, 2007

LONE STAR SECURITIES, INC.

BD
CRD#: 20452
ADDISON, TX
Past

October 6, 2006 - March 13, 2007

TEXAS E&P PARTNERS, INC.

BD
CRD#: 127228
RICHARDSON, TX
Past

January 20, 2006 - October 10, 2006

AMEREST SECURITIES, INC.

BD
CRD#: 40201
DALLAS, TX
Past

October 5, 2005 - January 9, 2006

M & W FINANCIAL INC.

BD
CRD#: 131743
SOUTHLAKE, TX
Past

January 12, 2005 - September 27, 2005

AMEREST SECURITIES, INC.

BD
CRD#: 40201
DALLAS, TX
Past

February 18, 2004 - August 4, 2004

REEF SECURITIES, INC.

BD
CRD#: 31951
RICHARDSON, TX
Past

September 12, 2003 - January 29, 2004

LONE STAR SECURITIES, INC.

BD
CRD#: 20452
ADDISON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/25/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22
Date: 7/8/2003
Direct Participation Programs Representative Examination

Current Firm

WA
WALL AND COMPANY SECURITIES, INC.
WALL AND COMPANY SECURITIES, INC.

CRD#: 40894 / SEC#: , 8-49257

BD
Cancelled by SEC on 08/12/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
North Carolina since 03/29/1996
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CLIFTON, JOHNNY GLENFINOP2060473
CLIFTON, JOHNNY GLENCHIEF FINANCIAL OFFICER2060473
CLIFTON, JOHNNY GLENCHIEF COMPLIANCE OFFICER2060473
CLIFTON, JOHNNY GLENPRESIDENT2060473

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WALL AND COMPANY SECURITIES, INC.

CRD#: 40894

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