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Johnny Glen Clifton

CRD# 2060473·Registered 1990 - 2010
Barred: Johnny Glen Clifton was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Johnny Glen Clifton was a registered financial advisor. Johnny was a previously registered financial advisor and started their career in finance 1990 - 2010. Johnny had worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 27, Series 24 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

MPG FINANCIAL, LLC·CRD# 146670
BD
Richardson, TX
April 14, 2009 - March 8, 2010
WALL AND COMPANY SECURITIES, INC.·CRD# 40894
BD
Frisco, TX
March 3, 2009 - July 12, 2013
THE STREET, INC.·CRD# 120682
BD
Arlington, TX
April 20, 2007 - October 15, 2007
1ST DISCOUNT BROKERAGE, INC.·CRD# 39164
BD
Lake Worth, FL
May 8, 2006 - July 7, 2006
GENERATIONAL WEALTH ADVISORS·CRD# 135145
RIA
Plano, TX
November 4, 2005 - April 24, 2006
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Plano, TX
April 11, 2005 - December 21, 2005
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
December 7, 2004 - October 14, 2005
BLUE MARBLE FINANCIAL, LLC·CRD# 103989
BD
Irving, TX
May 17, 2004 - September 14, 2004
MUTUAL OF OMAHA INVESTOR SERVICES, INC.·CRD# 611
BD
Omaha, NE
December 17, 2001 - July 7, 2003
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
January 16, 2001 - March 2, 2001
WS GRIFFITH SECURITIES, INC.·CRD# 10410
BD
Hartford, CT
October 21, 1997 - November 23, 1998
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Windsor, CT
January 16, 1995 - November 7, 1995
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
December 19, 1990 - January 27, 1993
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
December 19, 1990 - January 27, 1993

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Current Firm

MF
MPG FINANCIAL, LLC

MPG FINANCIAL, LLC

CRD#: 146670 / SEC#: 8-67838
BD
Terminated by SEC on 02/07/2011

Contact Information

Established

Texas since 11/09/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MANAGED PETROLEUM GROUP, INC.SHAREHOLDER—
MITCHELL, ACIE LYNNVICE-PRESIDENT4680115
RICHARDS, JAMES ROSSCFO/FINOP2680389
SIMMONS, BRAD LEEPRESIDENT / CHIEF COMPLIANCE OFFICER3129381

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 2004About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1990About the Series 6 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 2008About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed May 2007About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed May 2002About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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