SC
Steven Collins
KESTRA ADVISORY SERVICES
West Friendship, MD
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CRD#: 4590987
SC
Professional summary
Steven Collins is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in West Friendship, Maryland and KESTRA INVESTMENT SERVICES, LLC located in West Friendship, Maryland.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Steven has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: COLLINS CAPITAL MANAGEMENT. POSITION: Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 2915 New Rover Rd, West Friendship MD 21794, United States DESCRIPTION: I sell clients term insurance and fixed annuities if they need them. Business Name: SZC FINANCIAL PLANNING & MANAGEMENT POSITION: Registered Rep NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 12820 Wisteria Dr, Germantown MD 20874, United States DESCRIPTION: Registered Rep Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR - Advisory solutions for clients
CRS (Client Relationship Summary) - RIA
Click below to view Steven Collins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
West Friendship, MD
Current
May 3, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
West Friendship, MD
Past
January 19, 2024 - May 7, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
WEST FRIENDSHIP, MD
Past
January 19, 2024 - May 7, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
WEST FRIENDSHIP, MD
Past
March 19, 2021 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
WEST FRIENDSHIP, MD
Past
March 19, 2021 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
WEST FRIENDSHIP, MD
Past
October 2, 2009 - March 18, 2021
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
WEST FRIENDSHIP, MD
Past
October 2, 2009 - March 18, 2021
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
WEST FRIENDSHIP, MD
Past
January 15, 2003 - October 2, 2009
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ROCKVILLE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/3/2024)
RR
Colorado(5/3/2024)
RR
Delaware(5/3/2024)
RR
District of Columbia(5/3/2024)
RR
Florida(5/3/2024)
RR
Maryland(5/3/2024)
IAR
Maryland(5/3/2024)
RR
Massachusetts(5/3/2024)
RR
Michigan(5/3/2024)
RR
Mississippi(5/3/2024)
RR
North Carolina(5/7/2024)
RR
Ohio(11/3/2025)
RR
Pennsylvania(5/3/2024)
RR
South Carolina(5/3/2024)
RR
Virginia(5/3/2024)
RR
West Virginia(5/3/2024)
RR
Wisconsin(5/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
