Diego F. Rivero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diego Fernando Rivero was a registered financial professional .
Diego is a previously registered financial professional and started their career in finance in 2002. Diego had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2016 - September 13, 2017
ZEBED SECURITIES, LLC
September 18, 2013 - October 27, 2016
MIZUHO SECURITIES USA LLC
January 18, 2013 - September 17, 2013
MORGAN STANLEY
May 15, 2012 - January 18, 2013
TORINO CAPITAL LLC
July 2, 2010 - March 19, 2012
UBS SECURITIES LLC
April 21, 2005 - July 7, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 17, 2002 - April 7, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
ZEBED SECURITIES, LLC
CRD#: 166469 / SEC#: , 8-69214
Contact information
Documents
Red Flags
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