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Robert Ford Birdsey

FRONTIER SECURITIES
Richmond, VA
·CRD# 4590943·24 years experience

Professional Summary

Robert Ford Birdsey is a registered financial advisor currently at FRONTIER SECURITIES located in Richmond, Virginia. Robert is registered as a RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

FRONTIER SECURITIES·CRD# 136102
BD
5605 Grove Avenue, Suite 100, Richmond, VA 23226
November 9, 2021 - Present
ASHLAND SECURITIES, LLC·CRD# 297523
BD
Richmond, VA
December 7, 2020 - November 5, 2021
BB&T SECURITIES, LLC·CRD# 142785
BD
Richmond, VA
April 10, 2013 - April 29, 2020
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
October 1, 2008 - April 8, 2013
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
August 11, 2008 - October 1, 2008
LEERINK PARTNERS LLC·CRD# 39011
BD
New York, NY
July 8, 2003 - July 26, 2006
FULCRUM GLOBAL PARTNERS LLC·CRD# 104455
BD
New York, NY
October 6, 2002 - April 17, 2003

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Current Firm

FS
FRONTIER SECURITIES

FRONTIER SECURITIES | FRONTIER SOLUTIONS, LLC

CRD#: 136102 / SEC#: 8-66972
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3307 Church Road Suite 220, Richmond, VA 23233

Mailing Address

3307 Church Road Suite 220, Richmond, VA 23233

Phone Number

(804) 918-2368

Established

Georgia since 05/03/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ASPEN PARTNERS LLCMANAGING MEMBER—
TERRY, DEBORAH HOLLANDFINOP/CFO5680197
VICK, GEORGE DAVIS IVCHIEF COMPLIANCE OFFICER3006623

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Virginia
(11/9/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2002About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Ford Birdsey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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