Phillip W. Straub
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip W. Straub MR., who also goes by Phillip W. Straub, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 1999. Phillip had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 1999 - December 31, 2015
HALL, MIHALOS, STRAUB & CO., L.L.P.
State Registrations and Notice Filings
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Current Firm
HALL, MIHALOS, STRAUB & CO., L.L.P.
CRD#: 121253 / SEC#:
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Illinois | ERA - Withdrawn - Failed to Renew | 12/31/2015 |
Red Flags
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