Daniel P. Freise

J.P. MORGAN INVESTMENT MANAGEMENT

New York, NY 10172

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CRD#: 4590147

Professional summary

Daniel P. Freise, who also goes by Daniel Porter Freise, is a registered financial advisor currently at J.P. MORGAN INVESTMENT MANAGEMENT INC. located in New York, New York and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Daniel has worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Porter Freise

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: Bushwood Properties, LLC Investment related: Yes Address: 13700 Silverhill, AL 36576 Nature of the other business: The business will engage in real estate investing for the purpose of renting residential properties to tenants. Position/Title/Relationship: Sole Proprietor Start Date: 01 Dec 2016 Approximate # of hours a month: 8-12. Mostly weekends and outside of work hours. Approximate # of hours during securities hours: 0 Briefly describe your duties: I a Member of the LLC that will invest in residential real estate rental properties for rental purposes. I will decide on which properties to purchase and sell.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel P. Freise's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2021 - Present

J.P. MORGAN INVESTMENT MANAGEMENT INC.

Office #1: 277 Park Avenue 2nd & 3rd Floor, New York, NY 10172

RIA

CRD#: 107038

New York, NY

Current

April 28, 2021 - Present

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

Office #1: 270 Park Ave, New York, NY 10017

CRD#: 102920

New York, NY

Past

April 30, 2012 - July 18, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

New York, NY

Past

April 30, 2010 - September 7, 2011

MARKETAXESS CORPORATION

CRD#: 44542

NEW YORK, NY

Past

September 24, 2009 - March 17, 2010

NORTHEAST SECURITIES, LLC

CRD#: 25996

NEW YORK, NY

Past

October 13, 2008 - July 1, 2009

TD WEALTH MANAGEMENT SERVICES INC.

CRD#: 6940

NEW YORK, NY

Past

July 18, 2006 - January 9, 2008

POPULAR SECURITIES, LLC

CRD#: 8096

NEW YORK, NY

Past

December 6, 2002 - June 13, 2006

TD WEALTH MANAGEMENT SERVICES INC.

CRD#: 6940

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J.P. MORGAN INVESTMENT MANAGEMENT INC.

J.P. MORGAN ASSET MANAGEMENT | MORGAN J P INVESTMENT MANAGEMENT INC | JPMORGAN FLEMING ASSET MANAGEMENT | JPMORGAN ASSET MANAGEMENT | J.P. MORGAN INVESTMENT MANAGEMENT INC.

CRD#: 107038 / SEC#: 801-21011

RIA

Registered Investment Advisory firm - (4/4/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/28/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/5/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 6/21/2011

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

J.P. MORGAN INVESTMENT MANAGEMENT INC.

J.P. MORGAN ASSET MANAGEMENT | MORGAN J P INVESTMENT MANAGEMENT INC | JPMORGAN FLEMING ASSET MANAGEMENT | JPMORGAN ASSET MANAGEMENT | J.P. MORGAN INVESTMENT MANAGEMENT INC.

CRD#: 107038 / SEC#: 801-21011

RIA

Registered Investment Advisory firm - (4/4/1984 Approved)

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Contact information

Main Address

270 Park Avenue, New York, NY 10017-2014

Mailing Address

Phone number

(800) 343-1113

Established

Firm type

Fiscal year end

# of Employees

3,186

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

J.P. MORGAN INVESTMENT MANAGEMENT INC. PART 2A BROCHURE (11/26/2025)

Regulatory assets under management

Total Number of Accounts	114,499
AUM (Assets Under Management)	$ 2,985,273,722,862

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
01/25/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel P. Freise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel P. Freise's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J.P. MORGAN SECURITIES LLC

MARKETAXESS CORPORATION

NORTHEAST SECURITIES, LLC

TD WEALTH MANAGEMENT SERVICES INC.

POPULAR SECURITIES, LLC

TD WEALTH MANAGEMENT SERVICES INC.

Primary Firm SEC Registration

J.P. MORGAN INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/28/2003

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/5/2002

Series 53

Date: 6/21/2011

FINRA

Current Firm

J.P. MORGAN INVESTMENT MANAGEMENT INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

J.P. MORGAN INVESTMENT MANAGEMENT INC.

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