MF
Michael J. Flynn
EAGLE STRATEGIES LLC
CAPITOLA, CA 95010
Some features on this profile are disabled
CRD#: 4589888
MF
Professional summary
Michael Jerome Flynn JR, who also goes by Michael Jerome Flynn, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Capitola, California and NYLIFE SECURITIES LLC located in San Jose, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Jerome Flynn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 01/2024; Role/Title: Passive Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 2121 41st Avenue, Suite 208, Capitola, CA 95010; 15 hours per month; commissions] [OPERATING UNDER THE DBA NAME OF FLYNN WEALTH STRATEGIES AND INSURANCE SOLUTIONS, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; CAPITOLA, CA; START DATE: 12/2014] [The Impact Entrepreneur Show Podcast; A once a week podcast that interviews a entrepreneurs from non-financial industries. We go beyond just discussing success and failure, and dive into what really drives them to do what they do and discuss the impact they hope to have in the world.; 1840 41st Ave, Suite 102-172, Capitola, Ca 95010; Start Date 04/2011; Role/Title: Owner; Not Investment Related; 4 hours per month; 2 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF BIGGR Wealth Strategies and Insurance Solutions, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; Capitola, CA; START DATE: 02/2023][1606 Arcadia Rental; Short Term Rental Property; 1606 Arcadia Ave, South Bend, IN 43365; Start Date 09/2024; Role/Title: Investor; Investment Related; 5 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Michael Jerome Flynn JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2007 - Present
EAGLE STRATEGIES LLC
Office #1: 2121 41st Ave. Suite 208, Capitola, CA 95010Office #2: 1731 Technology Drive Suite 300 And 400, San Jose, CA 95110RIA
CRD#: 110826
CAPITOLA, CA
Current
June 10, 2005 - Present
NYLIFE SECURITIES LLC
Office #1: 25 Metro Drive Suite 300, San Jose, CA 95110Office #2: 2121 41st Ave. Suite 208, Capitola, CA 95010BD
CRD#: 5167
San Jose, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/29/2005)
RR
California(6/24/2005)
IAR
California(5/1/2007)
RR
Colorado(11/6/2023)
RR
Hawaii(2/10/2022)
RR
Idaho(12/20/2022)
RR
Illinois(8/13/2021)
RR
Kansas(6/17/2021)
RR
Maryland(2/27/2025)
RR
Montana(11/9/2016)
RR
New Mexico(5/5/2021)
RR
New York(12/11/2020)
RR
North Carolina(7/21/2021)
RR
Ohio(1/5/2016)
RR
Oregon(3/26/2021)
RR
Tennessee(6/21/2021)
RR
Texas(12/7/2020)
IAR
Texas(12/18/2020)
RR
Washington(7/6/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/7/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Capitola, CA 95010TRUST BUT VERIFY
Monitor Michael Flynn
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
