WN
William J. Nemetz
PFS INVESTMENTS
Duluth, GA 30099
Some features on this profile are disabled
CRD#: 4589878
WN
Professional summary
William James Nemetz, who also goes by William J Nemetz, Bill Nemetz, is a registered financial advisor currently at PFS INVESTMENTS INC. located in Duluth, Georgia.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. William has worked at 2 firms and has passed the Series 63, Series 65, Series 99TO, Series 7TO, SIE, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William J Nemetz | Bill Nemetz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
05/2011 to present - THE PRIMERICA FOUNDATION, INC. - 1 Primerica Parkway Duluth GA 30099 - BOARD OF TRUSTEES - Position: TREASURER of Charitable Organization - 4 hours per year - 1 hour per year during business hours. Not investment related, no compensation. 03/2002 to PRESENT - ZOO ATLANTA - BOARD OF DIRECTOR - 800 Cherokee Ave SE, Atlanta, GA 30315 - Zoo - 4-6 hours per year - 0 hours during business hours. Not investment related, no compensation. 06/12 TO PRESENT - PRIMERICA PAC - POLITICAL ACTION COMMITTEE - BOARD OF DIRECTOR, Chairman - 06/12 TO PRESENT - 1 Primerica Parkway Duluth GA 30099 - 1.5 hours per month - 1 hour per month during business hours. Not investment related, no compensation. 06/2004 to present - Rents out one family home - Gulf Shores, Alabama - owner - Nature of Business: Short term rental of beach front real estate - 1 hour per month - 0 hours during business hours. Not investment related, expect to receive rental income. 6/2024 to present - 5151 Group, LLC, Atlanta, Georgia - 100% owner. Nature of Business. Management/Administrative. No Compensation, 0 hours during business hours, not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view William James Nemetz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William James Nemetz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2012 - Present
PFS INVESTMENTS INC.
Office #1: 1 Primerica Parkway, Duluth, GA 30099RIA
BD
CRD#: 10111
Duluth, GA
Current
January 6, 2003 - Present
PFS INVESTMENTS INC.
Office #1: 1 Primerica Parkway, Duluth, GA 30099RIA
BD
CRD#: 10111
Duluth, GA
Current
April 4, 2023 - Present
PRIMERICA BROKERAGE SERVICES, INC.
Office #1: 1 Primerica Parkway, Duluth, GA 30099Office #2: 1 Primerica Parkway, Duluth, GA 30099BD
CRD#: 322250
Duluth, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PFS INVESTMENTS INC.
BLUE MOUNTAIN FINANCIAL GROUP | TORCHLIGHT FINANCIAL GROUP | SWOPE FINANCIAL PARTNERS | SHEPPARD FINANCIAL GROUP | PRIMEVISION FINANCIAL GROUP | PRIMERICA ADVISORS | PFS INVESTMENTS INC. | NEWMAN FINANCIAL GROUP | LOE FINANICAL GROUP | LASHNER FINANCIAL GROUP | LANDMARK FINANCIAL GROUP | KELLER FINANCIAL ASSOCIATES | FIRST AMERICAN NATIONAL SECURITIES, INC. | E.H.R. FINANCIAL GROUP | DRAKE FINANCIAL GROUP | DIEHL FINANCIAL GROUP | DEEVERS AND SONS | CMJ FINANCIAL GROUP | CASTLEROCK FINANCIAL GROUP | BOHANNAN FINANCIAL
CRD#: 10111 / SEC#: 801-72263, 8-26486
RIA
Registered Investment Advisory firm - SEC (5/6/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2022)
RR
Alaska(1/5/2022)
RR
Arizona(1/5/2022)
RR
Arkansas(10/20/2020)
RR
California(1/5/2022)
RR
Colorado(1/5/2022)
RR
Connecticut(1/5/2022)
RR
Delaware(1/5/2022)
RR
District of Columbia(1/5/2022)
RR
Florida(1/5/2022)
IAR
Georgia(2/24/2012)
RR
Georgia(10/20/2020)
RR
Hawaii(1/5/2022)
RR
Idaho(1/5/2022)
RR
Illinois(11/8/2021)
RR
Indiana(1/5/2022)
RR
Iowa(1/5/2022)
RR
Kansas(1/5/2022)
RR
Kentucky(1/5/2022)
RR
Louisiana(1/5/2022)
RR
Maine(1/5/2022)
RR
Maryland(1/5/2022)
RR
Massachusetts(10/20/2020)
RR
Michigan(1/5/2022)
RR
Minnesota(1/5/2022)
RR
Mississippi(1/5/2022)
RR
Missouri(1/5/2022)
RR
Montana(1/5/2022)
RR
Nebraska(1/5/2022)
RR
Nevada(1/5/2022)
RR
New Hampshire(1/5/2022)
RR
New Jersey(1/5/2022)
RR
New Mexico(1/5/2022)
RR
New York(1/5/2022)
RR
North Carolina(1/6/2022)
RR
North Dakota(1/5/2022)
RR
Ohio(1/5/2022)
RR
Oklahoma(1/5/2022)
RR
Oregon(1/5/2022)
RR
Pennsylvania(1/5/2022)
RR
Puerto Rico(1/5/2022)
RR
Rhode Island(1/5/2022)
RR
South Carolina(1/5/2022)
RR
South Dakota(1/5/2022)
RR
Tennessee(1/5/2022)
RR
Texas(1/5/2022)
RR
Utah(10/20/2020)
RR
Vermont(1/5/2022)
RR
Virgin Islands(1/5/2022)
RR
Virginia(1/5/2022)
RR
Washington(1/5/2022)
RR
West Virginia(1/5/2022)
RR
Wisconsin(1/5/2022)
RR
Wyoming(1/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 8/3/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PFS INVESTMENTS INC.
BLUE MOUNTAIN FINANCIAL GROUP | TORCHLIGHT FINANCIAL GROUP | SWOPE FINANCIAL PARTNERS | SHEPPARD FINANCIAL GROUP | PRIMEVISION FINANCIAL GROUP | PRIMERICA ADVISORS | PFS INVESTMENTS INC. | NEWMAN FINANCIAL GROUP | LOE FINANICAL GROUP | LASHNER FINANCIAL GROUP | LANDMARK FINANCIAL GROUP | KELLER FINANCIAL ASSOCIATES | FIRST AMERICAN NATIONAL SECURITIES, INC. | E.H.R. FINANCIAL GROUP | DRAKE FINANCIAL GROUP | DIEHL FINANCIAL GROUP | DEEVERS AND SONS | CMJ FINANCIAL GROUP | CASTLEROCK FINANCIAL GROUP | BOHANNAN FINANCIAL
CRD#: 10111 / SEC#: 801-72263, 8-26486
RIA
Registered Investment Advisory firm - SEC (5/6/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1 Primerica Parkway, Duluth, GA 30099-0001
Mailing Address
1 Primerica Parkway, Duluth, GA 30099-0001
Phone number
(770) 381-1000
Established
Georgia since 07/07/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,762
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMERICA FINANCE CORPORATION | DIRECT OWNER | |
| COLEY, DASIA DEBORAH | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 6760291 |
| JENDUSA, NICHOLAS ADAM | EXECUTIVE VICE PRESIDENT | 6037365 |
| LESUTIS, MICHAEL | SENIOR VICE PRESIDENT & CHIEF COUNSEL | 4751250 |
| MILLER, DEBORAH LYNN | EXECUTIVE VICE PRESIDENT | 3036949 |
| NEMETZ, WILLIAM JAMES | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 4589878 |
| REGARD, PAUL ETIENNE | PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER | 2448671 |
| RIVET, LORI ALLISON | EXECUTIVE VICE PRESIDENT | 4496273 |
| SUKIN, KAREN LYNN | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 6292138 |
| WEIGLE, BRIAN STEVEN | DIRECTOR AND EXECUTIVE VICE PRESIDENT | 4131816 |
| WELLS, MICHAEL KURT | EXECUTIVE VICE PRESIDENT & TREASURER | 5999501 |
| WOODRING, DANIEL AARON | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4028705 |
Regulatory assets under management
| Total Number of Accounts | 70,434 |
| AUM (Assets Under Management) | $ 11,156,017,804 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 2 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
