Diana J. Orea
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
DORAL, FL
Some features on this profile are disabled
CRD#: 4589803
Professional summary
Diana Josefina Orea, CFP® is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Doral, Florida and FIDELITY BROKERAGE SERVICES LLC located in Coral Gables, Florida.
Diana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Diana has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
My mission is to work with you in creating a financial plan customized to your unique needs and goals that will give you that sense of direction and most importantly to help experience peace of mind.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Comprehensive Financial Planni...
Insurance Planning
Investment Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 58525 | Org Name:ALL DISTRIBUTORS, INC | Org Addr:MIAMI, FL, US | Nature of Bus:RETAIL. CUSTOMIZED APPAREL. LOGOWEAR AND UNIFORMS. | Invst Rel:N | Title:PRESIDENT | Duties:MAINTAINING RELATIONSHIPS WITH EXISTING CLIENTS. NOT ACTIVELY LOOKING FOR NEW BUSINESS | Start Dt:10/19/1998 | Total Hrs p/m:8 | Sec Trdng Hrs p/m:0 OAA#: 58529 | Org Name:REAL ESTATE XCHANGE CORP | Org Addr:MIAMI, FL, US | Nature of Bus:REAL ESTATE | Invst Rel:Y | Title:REAL ESTATE SALES ASSOCIATE | Duties:ASSIST FAMILY AND FRIENDS IN BUYING AND SELLING REAL ESTATE PROPERTIES. | Start Dt:04/09/2014 | Total Hrs p/m:8 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Diana Josefina Orea's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Education
Florida International University
Bachelor of Business Administration - Finance and International Business
2002
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 121 Alhambra Plaza Ste 150 Alhambra Tower, Coral Gables, FL 33134-4522RIA
CRD#: 104555
DORAL, FL
Current
December 26, 2018 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 121 Alhambra Plaza Ste 150 Alhambra Tower, Coral Gables, FL 33134BD
CRD#: 7784
Coral Gables, FL
Past
January 11, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CORAL GABLES, FL
Past
October 23, 2013 - January 10, 2019
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
MIAMI, FL
Past
June 25, 2013 - January 10, 2019
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
MIAMI, FL
Past
January 18, 2013 - June 25, 2013
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CORAL GABLES, FL
Past
September 18, 2008 - February 8, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CORAL GABLES, FL
Past
November 6, 2007 - April 1, 2008
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
MIAMI, FL
Past
April 12, 2007 - October 5, 2007
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
CORAL GABLES, FL
Past
March 31, 2003 - March 2, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
CORAL GABLES, FL
Past
October 10, 2002 - February 10, 2003
CONTINENTAL BROKER-DEALER CORP.
BD
CRD#: 14048
CARLE PLACE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/4/2024)
RR
Alaska(6/24/2020)
RR
Arizona(8/1/2024)
RR
California(11/1/2019)
RR
Colorado(12/26/2018)
RR
Connecticut(7/24/2020)
RR
Florida(12/26/2018)
IAR
Florida(3/31/2025)
RR
Georgia(12/26/2018)
RR
Illinois(3/26/2025)
RR
Kentucky(4/9/2021)
RR
Massachusetts(5/6/2024)
RR
Michigan(7/31/2025)
RR
New Hampshire(4/5/2024)
RR
New Jersey(2/3/2025)
RR
New Mexico(3/4/2024)
RR
New York(12/26/2018)
RR
North Carolina(12/26/2018)
RR
Ohio(11/22/2024)
RR
Oregon(6/24/2020)
RR
Puerto Rico(1/3/2020)
RR
Rhode Island(7/31/2025)
RR
South Carolina(6/13/2025)
RR
Tennessee(11/27/2020)
RR
Texas(7/12/2019)
IAR
Texas(3/31/2025)
RR
Utah(7/31/2025)
RR
Virginia(3/25/2025)
RR
Washington(10/14/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Doral, FLTRUST BUT VERIFY
Monitor Diana Orea
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
