William D. Eaton
Professional summary
William Dwayne Eaton Sr, who also goes by William Dwayne Eaton, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
William is registered as a RR (Registered Representative) and started their career in finance in 2002. William has worked at 3 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Dwayne Eaton Sr's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 25, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 5, 2022 - December 2, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 12, 2002 - May 29, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/25/2024)
Exams
Series 6TO
Date: 8/5/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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