Jeremy S. Mcgraw

MERIT INVESTMENT MANAGEMENT

West Chester, PA 19382

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CRD#: 4589494

Professional summary

Jeremy Scott Mcgraw is a registered financial advisor currently at MERIT INVESTMENT MANAGEMENT located in West Chester, Pennsylvania.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jeremy has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Scott Mcgraw's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2016 - Present

MERIT INVESTMENT MANAGEMENT

Office #1: 2 W Market Street Suite 100, West Chester, PA 19382

RIA

CRD#: 149663

West Chester, PA

Past

August 6, 2009 - December 31, 2014

MERIT INVESTMENT MANAGEMENT

RIA

CRD#: 149663

WILMINGTON, DE

Past

June 20, 2003 - June 8, 2005

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

November 6, 2002 - May 2, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/18/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/14/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/5/2002

General Securities Representative Examination

Current Firm

MERIT INVESTMENT MANAGEMENT

MERIT INVESTMENT MANAGEMENT | MERIT INVESTMENT PARTNERS, LLC (RELYING ADVISER) | MERIT INVESTMENT MANAGEMENT LLC

CRD#: 149663 / SEC#: 801-72593

RIA

Registered Investment Advisory firm - (5/8/2015 Terminated)

Delaware

Registered Investment Advisory firm - (1/25/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/9/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2 W Market Street Suite 100, West Chester, PA 19382

Mailing Address

Phone number

(484) 473-8413

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 15,122,805

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremy S. Mcgraw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Scott Mcgraw's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERIT INVESTMENT MANAGEMENT

MERIT INVESTMENT MANAGEMENT

BANC OF AMERICA SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 7/18/2009

Series 63

Date: 10/14/2002

Series 7

Date: 11/5/2002

Current Firm

MERIT INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MERIT INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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