Sandra D. Thomas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Drye Thomas, who also goes by Sandra Denise Drye, Sandy Denise Drye, Sandy Thomas, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 2002. Sandra had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2011 - December 31, 2020
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
October 15, 2002 - November 9, 2010
BB&T ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Current Firm
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
CRD#: 106156 / SEC#: 801-42913
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
