CA
Christopher N. Alderson
EAGLE STRATEGIES LLC
Williamsville, NY 14221
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CRD#: 4589415
CA
Professional summary
Christopher Neal Alderson, CFP®, who also goes by Christopher Alderson, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Williamsville, New York and NYLIFE SECURITIES LLC located in Williamsville, New York.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher Alderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[ Alderson & Gersitz Agency, Inc dba Promark Associated Agencies, Inc; Investment related- No; 6470 Main St, Ste #2, Williamsville, NY 14221; Nature- P&C Agency; Officer; Start date- 01/2004; 5 Hours per month; some management, reporting and bookkeeping assistance] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; Investment related; 7 Limestone Drive, Williamsville, NY 14221; Insurance broker; Start date- 03/2017; 5 Hours/month] [OPERATING UNDER THE DBA NAME OF ROI FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; WILLIAMSVILLE, NY; START DATE: 11/2017] [Property and Casualty Sales; I have a PC & BR property/casualty license; 7 Limestone Dr. Williamsville, NY 14221; Start Date 07/2021; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Neal Alderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
August 3, 2023 - Present
EAGLE STRATEGIES LLC
Office #1: 6700 Main Street, Williamsville, NY 14221RIA
CRD#: 110826
Williamsville, NY
Current
June 23, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: New York Life Insurance 6700 Main Street, Williamsville, NY 14221BD
CRD#: 5167
WILLIAMSVILLE, NY
Past
November 30, 2017 - December 8, 2022
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
WILLIAMSVILLE, NY
Past
April 6, 2017 - December 9, 2022
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WILLIAMSVILLE, NY
Past
August 25, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
AMHERST, NY
Past
August 25, 2004 - February 23, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
AMHERST, NY
Past
January 24, 2003 - June 24, 2004
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/12/2024)
RR
Arizona(1/12/2024)
RR
California(1/12/2024)
RR
Colorado(1/12/2024)
RR
Connecticut(1/12/2024)
RR
Florida(1/12/2024)
RR
Georgia(1/12/2024)
RR
Illinois(1/12/2024)
RR
Kansas(1/12/2024)
RR
Maine(1/12/2024)
RR
Maryland(1/12/2024)
RR
Massachusetts(1/12/2024)
RR
Montana(1/12/2024)
RR
Nevada(1/12/2024)
RR
New Jersey(1/12/2024)
RR
New York(6/23/2023)
IAR
New York(8/3/2023)
RR
North Carolina(1/16/2024)
RR
Ohio(1/15/2024)
RR
Pennsylvania(1/12/2024)
RR
Rhode Island(1/12/2024)
RR
South Carolina(1/12/2024)
RR
Tennessee(1/12/2024)
RR
Texas(1/12/2024)
RR
Utah(1/12/2024)
RR
Vermont(1/12/2024)
RR
Virginia(1/12/2024)
RR
Washington(1/12/2024)
RR
West Virginia(1/12/2024)
RR
Wisconsin(1/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Williamsville, NY 14221TRUST BUT VERIFY
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