Melissa L. Dornan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Lynn Dornan, who also goes by Melissa Lynn Fritz, was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 2002. Melissa had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2013 - October 21, 2014
CAPITAL ONE FINANCIAL ADVISORS LLC
April 18, 2013 - October 21, 2014
CAPITAL ONE INVESTMENT SERVICES LLC
July 27, 2011 - September 4, 2012
BB&T INVESTMENT SERVICES, INC.
June 20, 2011 - September 4, 2012
BB&T INVESTMENT SERVICES, INC.
December 17, 2002 - May 17, 2011
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE FINANCIAL ADVISORS LLC
CRD#: 127236 / SEC#:
Contact information
Red Flags
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