John E. Linder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Linder was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2002. John had worked at 8 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 7, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2023 - October 1, 2025
PAULSON INVESTMENT COMPANY LLC
April 14, 2023 - May 23, 2023
ANDES CAPITAL GROUP, LLC
April 9, 2018 - January 28, 2022
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
July 15, 2015 - June 16, 2017
PENSION CONSULTING ALLIANCE, LLC
January 15, 2010 - December 19, 2016
PENSION CONSULTING ALLIANCE, INC.
June 9, 2008 - October 8, 2009
CTC CONSULTING, LLC
October 20, 2005 - June 10, 2008
CTC CONSULTING, INC.
September 19, 2002 - November 13, 2003
ALSIN CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 6/5/2023
Investment Banking Registered Representative ExaminationCurrent Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
