AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
BA

Bart Patrick Allard

CETERA INVESTMENT ADVISERS
SCHAUMBURG, IL
·CRD# 4588093·23 years experience

Professional Summary

Bart Patrick Allard is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Schaumburg, Illinois and CETERA PLANNING PARTNERS located in Rogers, Arkansas. Bart is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Bart has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
View profile
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
Dana Rose Arvanites
Dana Rose Arvanites

THE DALA GROUP, LLC

HOFFMAN ESTATES, IL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
Dana Rose Arvanites
Dana Rose Arvanites

THE DALA GROUP, LLC

HOFFMAN ESTATES, IL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
Dana Rose Arvanites
Dana Rose Arvanites

THE DALA GROUP, LLC

HOFFMAN ESTATES, IL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
Dana Rose Arvanites
Dana Rose Arvanites

THE DALA GROUP, LLC

HOFFMAN ESTATES, IL · CRD#

Years of Experience

23 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
1. 1450 American Lane 6th Floor, Suite #650, Schaumburg, IL 601732. 107 N. 37th Street, Rogers, AR 72756
September 5, 2025 - Present
CETERA PLANNING PARTNERS·CRD# 129625
RIA
107 N. 37th St., Rogers, AR 72756
September 29, 2026 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
107 N. 37th Street, Rogers, AR 72756
September 5, 2025 - Present
AVANTAX PLANNING PARTNERS, INC.·CRD# 106237
RIA
Rogers, AR
February 6, 2024 - September 29, 2026
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Rogers, AR
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Rogers, AR
October 25, 2019 - September 5, 2025
LUNDY ALLARD WEALTH MANAGEMENT, LLC·CRD# 133808
RIA
Rogers, AR
July 21, 2008 - November 17, 2008
1ST GLOBAL ADVISORS INC·CRD# 111133
RIA
Rogers, AR
January 2, 2004 - October 25, 2019
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Rogers, AR
December 19, 2003 - October 25, 2019
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Rogers, AR
April 24, 2003 - January 8, 2004
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
April 22, 2003 - January 8, 2004

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
Dana Rose Arvanites
Dana Rose Arvanites

THE DALA GROUP, LLC

HOFFMAN ESTATES, IL · CRD#

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
Dana Rose Arvanites
Dana Rose Arvanites

THE DALA GROUP, LLC

HOFFMAN ESTATES, IL · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ALLARD FINANCIAL ADVISORS, LLC (FORMALLY LUNDY ALLARD WEALTH MANAGEMENT, LLC) 107 N 37TH ST ROGERS AR INVESTMENT RELATED: Yes 90% OWNER 12/4/03 80 HRS PER MO FINANCIAL SERVICES ENTITY. 2) ALLARD RENTALS, LLC; ROGERS, AR; INVESTMENT RELATED: Yes; 100% OWNER; 11/2008; 1 HOUR/MONTH; FIRM BUILDING 3)INSURANCE; DISABILITY PRODUCT; AGENT; NO HOURS/MONTH 3) ALLARD FINANCIAL ADVISORS, LLC (FORMALLY LUNDY ALLARD WEALTH MANAGEMENT, LLC) ; OWNER; FINANCIAL SERVICES ENTITY; IR; 80; 12/03/2003; 107 N 37th St Rogers AR 72756; 3) WHEELHOUSE, INC. POSITION: Treasurer NATURE: My son, John-Paul Allard,who is 19 started a business. The business provides retail support for companies selling products to big box retailers and Amazon. This is a small business as John-Paul is the only person working in the business and is a full time college student. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2020 ADDRESS: 6313 W Valley View Rd, Rogers AR 72758, DESCRIPTION: I am the treasurer for my son's company.I help him with the accounting. I am not paid and receive no benefits for helping him. 4) NAME OF OTHER BUSINESS: BMA PROPERTIES, LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE-RENTAL; START DATE: 7/29/2026; POSITION/TITLE/RELATIONSHIP: MANAGER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: BACKUP SIGNOR, FOR WIFES REAL ESTATE BUSINESS THAT SHE OPERATES, & BUY, SELL & RENTS REAL ESTATE;

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
Dana Rose Arvanites
Dana Rose Arvanites

THE DALA GROUP, LLC

HOFFMAN ESTATES, IL · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arkansas
(9/5/2025)
IAR
Arkansas
(9/5/2025)
RR
Missouri
(9/18/2026)
RR
Ohio
(9/19/2025)
RR
Tennessee
(9/5/2025)
RR
Texas
(9/5/2025)
IAR
Texas
(9/5/2025)
RR
Washington
(11/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2002About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
Dana Rose Arvanites
Dana Rose Arvanites

THE DALA GROUP, LLC

HOFFMAN ESTATES, IL · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Bart Patrick Allard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Michael Walter Basile
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
Justin John Dagostino
Justin John Dagostino

VERTEX PARTNERS

DOWNERS GROVE, IL · CRD#
JF
James Luke Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

Downers Grove, IL · CRD#
Dana Rose Arvanites
Dana Rose Arvanites

THE DALA GROUP, LLC

HOFFMAN ESTATES, IL · CRD#
BA
Follow Bart
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required