BA
Bart P. Allard
AVANTAX PLANNING PARTNERS
Rogers, AR 72756
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CRD#: 4588093
BA
Professional summary
Bart Patrick Allard is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Rogers, Arkansas and CETERA INVESTMENT ADVISERS LLC located in Rogers, Arkansas.
Bart is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Bart has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ALLARD FINANCIAL ADVISORS, LLC (FORMALLY LUNDY ALLARD WEALTH MANAGEMENT, LLC) 107 N 37TH ST ROGERS AR INVESTMENT RELATED: Yes 90% OWNER 12/4/03 80 HRS PER MO FINANCIAL SERVICES ENTITY. 2) ALLARD RENTALS, LLC; ROGERS, AR; INVESTMENT RELATED: Yes; 100% OWNER; 11/2008; 1 HOUR/MONTH; FIRM BUILDING 3)INSURANCE; DISABILITY PRODUCT; AGENT; NO HOURS/MONTH 3) ALLARD FINANCIAL ADVISORS, LLC (FORMALLY LUNDY ALLARD WEALTH MANAGEMENT, LLC) ; OWNER; FINANCIAL SERVICES ENTITY; IR; 80; 12/03/2003; 107 N 37th St Rogers AR 72756; 3) WHEELHOUSE, INC. POSITION: Treasurer NATURE: My son, John-Paul Allard,who is 19 started a business. The business provides retail support for companies selling products to big box retailers and Amazon. This is a small business as John-Paul is the only person working in the business and is a full time college student. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2020 ADDRESS: 6313 W Valley View Rd, Rogers AR 72758, DESCRIPTION: I am the treasurer for my son's company.I help him with the accounting. I am not paid and receive no benefits for helping him.
CRS (Client Relationship Summary) - RIA
Click below to view Bart Patrick Allard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2024 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 107 N. 37th St., Rogers, AR 72756RIA
CRD#: 106237
Rogers, AR
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 107 N. 37th Street, Rogers, AR 72756Office #2: 1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096RIA
CRD#: 105644
ROGERS, AR
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 107 N. 37th Street, Rogers, AR 72756BD
CRD#: 13572
ROGERS, AR
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
ROGERS, AR
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ROGERS, AR
Past
July 21, 2008 - November 17, 2008
LUNDY ALLARD WEALTH MANAGEMENT, LLC
RIA
CRD#: 133808
ROGERS, AR
Past
January 2, 2004 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
ROGERS, AR
Past
December 19, 2003 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
ROGERS, AR
Past
April 24, 2003 - January 8, 2004
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
ROGERS, AR
Past
April 22, 2003 - January 8, 2004
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arkansas(2/6/2024)
RR
Arkansas(9/5/2025)
RR
Missouri(9/5/2025)
RR
Ohio(9/19/2025)
RR
Oklahoma(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Wyoming(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Rogers, AR 72756TRUST BUT VERIFY
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