JC
Jonathan A. Cohen
TRUIST ADVISORY SERVICES
NEW YORK, NY 10001
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CRD#: 4588049
JC
Professional summary
Jonathan Andrew Cohen is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in New York, New York and TRUIST INVESTMENT SERVICES, INC. located in New York, New York.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jonathan has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 57TO, SIE, Series 25, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL POSITION: landlord NATURE: I just recently moved from my apartment. Instead of selling the unit, I rented it out. I do not plan on keeping the unit as rental, and plan on selling the apartment at the end of the lease. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/03/2021 ADDRESS: , Brooklyn NY , United States DESCRIPTION: none
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Andrew Cohen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2020 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 50 Hudson Yards Fl 69, New York, NY 10001RIA
CRD#: 283390
NEW YORK, NY
Current
July 20, 2020 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 50 Hudson Yards Fl 69, New York, NY 10001BD
CRD#: 17499
New York, NY
Past
December 6, 2007 - July 24, 2020
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
NEW YORK, NY
Past
December 6, 2007 - July 24, 2020
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
NEW YORK, NY
Past
July 16, 2007 - November 20, 2007
J.P. MORGAN SECURITIES INC.
RIA
CRD#: 18718
NEW YORK, NY
Past
November 14, 2006 - November 20, 2007
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
June 2, 2004 - November 17, 2006
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
NEW YORK, NY
Past
October 16, 2002 - July 8, 2004
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/19/2020)
RR
Alaska(8/20/2020)
RR
Arizona(7/20/2020)
RR
Arkansas(7/20/2020)
RR
California(7/20/2020)
RR
Colorado(8/18/2020)
RR
Connecticut(7/20/2020)
RR
Delaware(8/19/2020)
RR
District of Columbia(7/20/2020)
RR
Florida(7/20/2020)
RR
Georgia(9/8/2020)
RR
Hawaii(8/13/2021)
RR
Idaho(7/20/2020)
RR
Illinois(9/30/2020)
RR
Indiana(7/20/2020)
RR
Iowa(7/20/2020)
RR
Kansas(7/20/2020)
RR
Kentucky(7/20/2020)
RR
Louisiana(8/19/2020)
IAR
Louisiana(4/26/2021)
RR
Maine(7/27/2020)
RR
Maryland(7/20/2020)
RR
Massachusetts(7/30/2020)
RR
Michigan(7/20/2020)
RR
Minnesota(8/20/2020)
RR
Mississippi(7/20/2020)
RR
Missouri(7/20/2020)
RR
Montana(7/21/2020)
RR
Nebraska(7/20/2020)
RR
Nevada(7/20/2020)
RR
New Hampshire(7/20/2020)
RR
New Jersey(7/20/2020)
RR
New Mexico(7/20/2020)
RR
New York(7/20/2020)
IAR
New York(11/9/2021)
RR
North Carolina(7/20/2020)
RR
North Dakota(11/25/2020)
RR
Ohio(7/20/2020)
RR
Oklahoma(7/20/2020)
RR
Oregon(7/20/2020)
RR
Pennsylvania(8/31/2020)
RR
Puerto Rico(7/20/2020)
RR
Rhode Island(7/20/2020)
IAR
Rhode Island(4/21/2021)
RR
South Carolina(7/20/2020)
RR
South Dakota(8/25/2020)
RR
Tennessee(7/20/2020)
RR
Texas(7/20/2020)
IAR
Texas(8/9/2023)
RR
Utah(7/20/2020)
RR
Vermont(7/20/2020)
RR
Virginia(7/20/2020)
RR
Washington(7/20/2020)
RR
West Virginia(7/20/2020)
RR
Wisconsin(7/20/2020)
RR
Wyoming(7/20/2020)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 25
Date: 3/24/2003
NYSE Trading Assistant ExaminationGeneral Industry/Product Exam
RR
Series 55
Date: 12/26/2002
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
