Chad M. Mcmillan

GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

Arlington, TX 76012

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CRD#: 4587886

Professional summary

Chad Michael Mcmillan, CFP® is a registered financial advisor currently at GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES located in Arlington, Texas and GRB FINANCIAL LLC located in Arlington, Texas.

Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Chad has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 53, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BAKER FINANCIAL SERVICES, CFP

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Michael Mcmillan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

November 13, 2008 - Present

GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

Office #1: 1415 West Randol Mill Rd., Arlington, TX 76012

RIA

CRD#: 112248

Arlington, TX

Current

July 22, 2004 - Present

GRB FINANCIAL LLC

Office #1: 1415 West Randol Mill Rd., Arlington, TX 76012

CRD#: 130490

Arlington, TX

Past

January 24, 2003 - September 7, 2004

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

BAKER & WHITE, L.L.C. | GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES | BAKER FINANCIAL SERVICES

CRD#: 112248 / SEC#: 801-56508

RIA

Registered Investment Advisory firm - (5/20/1999 Approved)

Texas

Registered Investment Advisory firm - (4/1/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(7/22/2004)

IAR

Texas
(11/13/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/7/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/8/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 53

Date: 5/24/2004

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 4/19/2004

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/8/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

BAKER & WHITE, L.L.C. | GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES | BAKER FINANCIAL SERVICES

CRD#: 112248 / SEC#: 801-56508

RIA

Registered Investment Advisory firm - (5/20/1999 Approved)

Texas

Registered Investment Advisory firm - (4/1/2002 Terminated)

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Contact information

Main Address

1415 West Randol Mill Rd., Arlington, TX 76012

Mailing Address

P.o. Box 120427, Arlington, TX 76012

Phone number

(817) 861-7099

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART IIA BROCHURE-MARCH 2025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,335
AUM (Assets Under Management)	$ 833,236,710

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/19/2025	Cover Page	Report
07/22/2024	Cover Page	Report
08/28/2023	Cover Page	Report
02/17/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chad M. Mcmillan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Michael Mcmillan's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRB FINANCIAL LLC

GROVE POINT INVESTMENTS, LLC

Primary Firm SEC Registration

GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 7/7/2003

Series 63

Date: 1/8/2003

Series 52TO

Date: 9/25/2025

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/20/2002

Series 14

Date: 1/2/2023

Series 53

Date: 5/24/2004

Series 27

Date: 4/19/2004

Series 24

Date: 3/8/2004

FINRA

Current Firm

GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

TRUST BUT VERIFY

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