JK
Justin C. Kroll
FORESIDE FUND SERVICES
Fort Lauderdale, FL 33301
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CRD#: 4587302
JK
Professional summary
Justin Charles Kroll, who also goes by Justin Charles Kroll, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Fort Lauderdale, Florida.
Justin is registered as a RR (Registered Representative) and started their career in finance in 2002. Justin has worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Justin Charles Kroll
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Justin Charles Kroll's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2024 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 350 East Las Olas Boulevard 18th Floor, Fort Lauderdale, FL 33301BD
CRD#: 46106
Fort Lauderdale, FL
Past
June 4, 2016 - May 21, 2024
PACIFIC CURRENT GROUP
BD
CRD#: 156263
Denver, CO
Past
September 13, 2013 - March 3, 2016
FORESIDE FUNDS DISTRIBUTORS LLC
BD
CRD#: 31334
DENVER, CO
Past
December 3, 2012 - September 4, 2013
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
October 28, 2011 - December 4, 2012
DISTRIBUTION SERVICES, LLC
BD
CRD#: 25938
PORTLAND, ME
Past
January 31, 2008 - August 31, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Past
May 1, 2006 - January 29, 2008
JANUS HENDERSON DISTRIBUTORS US LLC
BD
CRD#: 28832
DENVER, CO
Past
July 27, 2005 - April 10, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
DENVER, CO
Past
December 12, 2003 - July 21, 2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
NEW YORK, NY
Past
December 13, 2002 - December 12, 2003
AMERICAN CENTURY INVESTMENT SERVICES INC.
BD
CRD#: 17437
KANSAS CITY, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/23/2024)
RR
Alaska(7/23/2024)
RR
Arizona(7/23/2024)
RR
Arkansas(7/23/2024)
RR
California(7/23/2024)
RR
Colorado(7/23/2024)
RR
Connecticut(7/23/2024)
RR
Delaware(7/23/2024)
RR
District of Columbia(7/23/2024)
RR
Florida(7/23/2024)
RR
Georgia(7/23/2024)
RR
Hawaii(7/23/2024)
RR
Idaho(7/23/2024)
RR
Illinois(7/23/2024)
RR
Indiana(7/23/2024)
RR
Iowa(7/23/2024)
RR
Kansas(7/23/2024)
RR
Kentucky(7/23/2024)
RR
Louisiana(7/23/2024)
RR
Maine(7/23/2024)
RR
Maryland(7/23/2024)
RR
Massachusetts(7/23/2024)
RR
Michigan(7/23/2024)
RR
Minnesota(7/23/2024)
RR
Mississippi(7/23/2024)
RR
Missouri(7/23/2024)
RR
Montana(7/24/2024)
RR
Nebraska(7/23/2024)
RR
Nevada(7/23/2024)
RR
New Hampshire(7/23/2024)
RR
New Jersey(7/23/2024)
RR
New Mexico(7/23/2024)
RR
New York(7/23/2024)
RR
North Carolina(7/23/2024)
RR
North Dakota(7/23/2024)
RR
Ohio(7/23/2024)
RR
Oklahoma(7/23/2024)
RR
Oregon(7/23/2024)
RR
Pennsylvania(7/23/2024)
RR
Puerto Rico(1/2/2025)
RR
Rhode Island(7/23/2024)
RR
South Carolina(7/23/2024)
RR
South Dakota(7/23/2024)
RR
Tennessee(7/23/2024)
RR
Texas(7/23/2024)
RR
Utah(7/23/2024)
RR
Vermont(7/23/2024)
RR
Virginia(7/23/2024)
RR
Washington(7/23/2024)
RR
West Virginia(7/23/2024)
RR
Wisconsin(7/23/2024)
RR
Wyoming(7/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Fort Lauderdale, FL 33301TRUST BUT VERIFY
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