Michelle R. Gruber

ALTERI WEALTH | Wealth Management Advisor

WESTLAKE VILLAGE, CA 91362

Some features on this profile are disabled

CRD#: 4587154

Professional summary

Michelle R Gruber, CFP®, who also goes by Michelle R. Shoot, Michelle Renee Shoot, is a registered financial advisor currently at ALTERI WEALTH located in Westlake Village, California and PURSHE KAPLAN STERLING INVESTMENTS located in Westlake Village, California.

Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Michelle has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Financial planning

Trading individual securities

Philanthropic services

Insurance

Trust & estate planning

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Michelle R. Shoot | Michelle Renee Shoot

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Alteri Wealth. Investment Related. At registered location. RIA. IAR. 05/2024. Hrs/month 200 with 100 during trading hours. Client acquisition, investment management, relationship management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michelle R Gruber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

May 28, 2024 - Present

ALTERI WEALTH

Office #1: 4195 East Thousand Oaks Blvd. Suite 250, Westlake Village, CA 91362

RIA

CRD#: 331100

WESTLAKE VILLAGE, CA

Current

May 24, 2024 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 4195 E Thousand Oaks Blvd Suite 250, Westlake Village, CA 91362

CRD#: 35747

Westlake Village, CA

Past

November 19, 2009 - May 28, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WESTLAKE VILLAGE, CA

Past

November 19, 2009 - May 28, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WESTLAKE VILLAGE, CA

Past

January 28, 2003 - September 1, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CENTURY CITY, CA

Past

December 5, 2002 - September 1, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CENTURY CITY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTERI WEALTH

ALTERI WEALTH | ALTERI WEALTH LLC

CRD#: 331100 / SEC#: 801-130234

RIA

Registered Investment Advisory firm - (5/23/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/24/2024)

California
(5/24/2024)

IAR

California
(5/28/2024)

Colorado
(5/24/2024)

Delaware
(9/25/2024)

Florida
(6/3/2024)

Hawaii
(5/31/2024)

Idaho
(5/28/2024)

Nevada
(5/24/2024)

New Mexico
(5/24/2024)

North Carolina
(10/8/2025)

Texas
(5/24/2024)

IAR

Texas
(9/12/2024)

Washington
(5/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/4/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALTERI WEALTH

ALTERI WEALTH | ALTERI WEALTH LLC

CRD#: 331100 / SEC#: 801-130234

RIA

Registered Investment Advisory firm - (5/23/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4195 East Thousand Oaks Blvd. Suite 250, Westlake Village, CA 91362

Mailing Address

Phone number

(805) 809-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALTERI WEALTH LLC ADV PART 2A 03-17-2025 (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,079
AUM (Assets Under Management)	$ 771,265,644

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Sean Leonard

WELLS FARGO CLEARING SERVICES, LLC

IAR

Camarillo, CA

Tania Mansouri

J.P. MORGAN SECURITIES LLC

Encino, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michelle R. Gruber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michelle R Gruber's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ALTERI WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2003

SIE

Date: 10/1/2018

Series 7

Date: 12/4/2002

FINRA

Current Firm

ALTERI WEALTH

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTERI WEALTH

TRUST BUT VERIFY

Contact information

Similar Advisors