David A. Emery
WAVERLY ADVISORS
PAOLI, PA 19301
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CRD#: 4587012
Professional summary
David Arden Emery, CFP® is a registered financial advisor currently at WAVERLY ADVISORS, LLC located in Paoli, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. David has worked at 7 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
What are your service offerings?
Divorce Planning
Retirement Income Management
Comprehensive Financial Planni...
Education Planning
Do you have an area of expertise or specialization?
Cash Flow/Budgets/Credit Issue...
College/Education Planning
Divorce Planning
Retirement Planning & Distribu...
Women's Financial Planning Iss...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Temple University. Not Investment Related. 1852 N. 10th Street; Philadelphia, PA. 19122. Higher education institution. Adjunct Professor for public university. Began January 2021. 3 hours per month not during business hours, none during securities trading hours. Teaching a class on personal finance. $13,200 annual compensation.
CRS (Client Relationship Summary) - RIA
Click below to view David Arden Emery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
December 16, 2024 - Present
WAVERLY ADVISORS, LLC
Office #1: 1500 East Lancaster Avenue Suite 204, Paoli, PA 19301RIA
CRD#: 115332
PAOLI, PA
Past
March 31, 2021 - February 6, 2025
PLANNING CAPITAL MANAGEMENT CORP.
RIA
CRD#: 112994
PAOLI, PA
Past
September 9, 2011 - April 7, 2021
THE MARSHALL FINANCIAL GROUP, INC
RIA
CRD#: 110935
DOYLESTOWN, PA
Past
August 16, 2011 - July 3, 2012
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
DOYLESTOWN, PA
Past
May 6, 2005 - August 5, 2011
GIRARD INVESTMENT SERVICES, LLC
RIA
CRD#: 1834
SOUDERTON, PA
Past
May 6, 2005 - August 5, 2011
GIRARD INVESTMENT SERVICES, LLC
BD
CRD#: 1834
SOUDERTON, PA
Past
June 22, 2004 - April 25, 2005
PROMETHEUS CAPITAL MANAGEMENT CORP.
RIA
CRD#: 121982
YARDLEY, PA
Past
October 11, 2002 - April 13, 2005
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(12/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 University Park Place Suite 501, Birmingham, AL 35209
Mailing Address
Phone number
(205) 871-3334
Established
Firm type
Fiscal year end
# of Employees
371
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34,313 |
| AUM (Assets Under Management) | $ 28,263,743,199 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 02/16/2024 | ||
| 06/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
