Emmanuel Santiago Perez
Professional summary
Emmanuel Santiago Perez, who also goes by Emmanuel Santiago, Emmanuel Santiago-perez, is a registered financial professional currently at KOVACK SECURITIES INC. located in Harmony, Florida.
Emmanuel is registered as a RR (Registered Representative) and started their career in finance in 2002. Emmanuel has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Emmanuel Santiago Perez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2026 - Present
KOVACK SECURITIES INC.
December 19, 2024 - April 29, 2026
CETERA INVESTMENT ADVISERS LLC
December 17, 2024 - April 29, 2026
CETERA INVESTMENT SERVICES LLC
April 13, 2018 - December 16, 2024
NPA ASSET MANAGEMENT, LLC
February 28, 2018 - December 16, 2024
NATIONWIDE PLANNING ASSOCIATES INC.
April 25, 2017 - March 2, 2018
AEGIS CAPITAL CORP.
July 13, 2005 - April 18, 2017
ORIENTAL FINANCIAL SERVICES LLC
April 7, 2004 - August 17, 2004
MML INVESTORS SERVICES, LLC
June 30, 2003 - February 5, 2004
WALNUT STREET SECURITIES, INC.
September 30, 2002 - January 2, 2003
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2026)
(6/15/2026)
(6/12/2026)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
