Susan C. Cevette

KESTRA ADVISORY SERVICES

Minneapolis, MN

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CRD#: 4585918

Professional summary

Susan Caroline Cevette, AIF®, who also goes by Susan Caroline Cevette, Susan Cevette Nicome, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Minneapolis, Minnesota and KESTRA INVESTMENT SERVICES, LLC located in St Louis Park, Minnesota.

Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Susan has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Susan Caroline Cevette | Susan Cevette Nicome

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: WATERSEDGE WEALTH MANAGEMENT POSITION: Registered Rep/Owner NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 128 START DATE: 09/01/2023 ADDRESS: 400 South 4th Street, Suite 401-117, Minneapolis MN 55415 DESCRIPTION: Financial advisor to clients and owner of the firm with management responsibilities for the business Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Wealth Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 09/06/2023 ADDRESS: 400 South 4th Street, Suite 401-117, Minneapolis MN 55415 DESCRIPTION: Presenting and creating investment portfolios for clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Caroline Cevette's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 6, 2023 - Present

KESTRA ADVISORY SERVICES, LLC

Office #2: 1650 West End Blvd Suite 100, St Louis Park, MN 55416

RIA

CRD#: 283330

Minneapolis, MN

Current

September 6, 2023 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 1650 West End Blvd Suite 100, St Louis Park, MN 55416

CRD#: 42046

St Louis Park, MN

Past

July 27, 2018 - September 20, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

MINNEAPOLIS, MN

Past

July 27, 2018 - September 20, 2023

LPL FINANCIAL LLC

CRD#: 6413

MINNEAPOLIS, MN

Past

February 8, 2010 - July 30, 2018

EDWARD JONES

RIA

CRD#: 250

MINNEAPOLIS, MN

Past

January 25, 2010 - July 30, 2018

EDWARD JONES

CRD#: 250

MINNEAPOLIS, MN

Past

June 29, 2007 - August 8, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MINNEAPOLIS, MN

Past

July 12, 2006 - January 23, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

MINNEAPOLIS, MN

Past

February 19, 2003 - June 1, 2006

EDWARD JONES

CRD#: 250

GLENDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(9/6/2023)

Arizona
(9/6/2023)

California
(9/6/2023)

Colorado
(9/6/2023)

District of Columbia
(9/6/2023)

Maryland
(9/6/2023)

Massachusetts
(9/6/2023)

Minnesota
(9/6/2023)

IAR

Minnesota
(9/6/2023)

New Mexico
(9/6/2023)

New York
(9/6/2023)

Pennsylvania
(11/10/2023)

Washington
(9/6/2023)

Wisconsin
(9/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2010

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/8/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/17/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Susan C. Cevette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Caroline Cevette's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

UBS FINANCIAL SERVICES INC.

EQUITABLE ADVISORS, LLC

EDWARD JONES

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2010

Series 65

Date: 11/8/2006

Series 63

Date: 2/21/2003

SIE

Date: 10/1/2018

Series 7

Date: 2/17/2003

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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