Lars D. Gustafsson
Professional summary
Lars Daniel Gustafsson, who also goes by Daniel L Gustofsson, is a registered financial professional currently at DNB MARKETS, INC. located in New York, New York.
Lars is registered as a RR (Registered Representative) and started their career in finance in 2002. Lars has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lars Daniel Gustafsson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2025 - Present
DNB MARKETS, INC.
Office #1: 30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001July 20, 2015 - October 20, 2025
CARNEGIE, INC.
November 19, 2002 - June 24, 2015
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/27/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
DNB MARKETS, INC.
CRD#: 127605 / SEC#: , 8-66024
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DNB BANK ASA | SHAREHOLDER | |
| ANDERSEN, VIDAR | DIRECTOR | 7772839 |
| BAKKE, HEGE SIMPSON | DIRECTOR | 7772894 |
| BEHNCKE, PETER ANDREAS | DIRECTOR | 6258377 |
| BORY, MELISSA NMN | CHIEF COMPLIANCE OFFICER | 5047640 |
| BREIVIK, THOMAS OLAV OPDAHL | DIRECTOR | 7207266 |
| FELKOWSKI, BRIAN | TREASURER | 5659117 |
| JADICK, THEODORE SPENCER JR | PRESIDENT | 5847469 |
| KIRSCHENBLATT, CHAD | FINOP | 2503352 |
| MARKOWITZ, MICHAEL ERIC | SECRETARY | 7159750 |
| OPSTAD, MORTEN ALEXANDER | DIRECTOR | 6191217 |
Red Flags
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