Garett J. Nesbitt

CENTRIC WEALTH MANAGEMENT

Bannockburn, IL 60015

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CRD#: 4585669

Professional summary

Garett Joseph Nesbitt is a registered financial advisor currently at CENTRIC WEALTH MANAGEMENT, LLC located in Bannockburn, Illinois.

Garett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Garett has worked at 3 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garett Joseph Nesbitt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2018 - Present

CENTRIC WEALTH MANAGEMENT, LLC

Office #1: 2801 Lakeside Drive 3rd Floor, Bannockburn, IL 60015

RIA

CRD#: 133877

Bannockburn, IL

Past

February 2, 2015 - May 23, 2017

EQUITEC PROPRIETARY MARKETS, LLC

CRD#: 113728

CHICAGO, IL

Past

April 8, 2011 - January 26, 2015

LUPO SECURITIES, LLC

CRD#: 43761

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTRIC WEALTH MANAGEMENT, LLC

CRD#: 133877 / SEC#: 801-63837

RIA

Registered Investment Advisory firm - (2/7/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/5/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/23/2017

Securities Industry Essentials Examination

Current Firm

CENTRIC WEALTH MANAGEMENT, LLC

CRD#: 133877 / SEC#: 801-63837

RIA

Registered Investment Advisory firm - (2/7/2005 Approved)

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Contact information

Main Address

333 W. Wacker Drive 6th Floor, Chicago, IL 60606

Mailing Address

Phone number

(312) 429-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CENTRIC WEALTH MANAGEMENT, LLC (3/21/2025)

Regulatory assets under management

Total Number of Accounts	573
AUM (Assets Under Management)	$ 725,571,955

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/18/2024	Cover Page	Report
02/07/2024	Cover Page	Report
03/09/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Garett J. Nesbitt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garett Joseph Nesbitt's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTRIC WEALTH MANAGEMENT, LLC

EQUITEC PROPRIETARY MARKETS, LLC

LUPO SECURITIES, LLC

Primary Firm SEC Registration

CENTRIC WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/5/2018

SIE

Date: 5/23/2017

Current Firm

CENTRIC WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CENTRIC WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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